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Why the compliance challenge of aggregation is often underestimated

Why the compliance challenge of aggregation is often underestimated

Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.

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Changes in Hong Kong Short Position Reporting
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Changes in Hong Kong Short Position Reporting

Changes in Hong Kong Short Position Reporting

With effect from 15 March 2017, the Securities and Futures Commission is expanding the existing short position reporting requirements in Hong Kong.