Blogs
Feb 27 2024
Why the compliance challenge of aggregation is often underestimated
Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.
Recent blogs
2 mins
Overheated Short Selling in South Korea
After the 27th of March 2017, stocks with a sudden and abnormal increase of short selling over a trading day will be designated as “overheated short-selling stocks”, subject ...
3 mins
The Challenges of Position Limit Monitoring
FundApps' Position Limits service notifies users of approaching limits and makes it quick and straightforward to share relevant information with traders or other compliance ...
4 mins
The TDA and Horizontal Aggregation
The TDA made it clear that checking an aggregate of one’s holding of shares and financial instruments was no longer an optional gold plating, such as in Spain and Germany, ...