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Posts tagged with Asset manager
Do You Know Your Total Cost of Ownership? (Part 3: Software as a Service)

Do You Know Your Total Cost of Ownership? (Part 3: Software as a Service)

In part 3 of this popular series we look at the likely costs you will incur if you choose to go with a Software-as-a-Service (SaaS) provider.

Spanish SCRIP Dividends

Spanish SCRIP Dividends

A favourite amongst Spanish Banks, SCRIP dividends allow investors the option to receive additional shares instead of receiving a cash dividend.

CaaS: Closing the Gap Between Practice & Interpretive Decision-Making

CaaS: Closing the Gap Between Practice & Interpretive Decision-Making

The gap between practice and regulatory interpretation can be closed by having a common interpretive framework, codified in a single rule set, with an ability for ...

Capital Markets Modernisation Taskforce Releases Final Report

Capital Markets Modernisation Taskforce Releases Final Report

The Ontario Government has established the Capital Markets Modernization Taskforce. Their report covers the improvement of regulatory governance, modernisation of the capital ...

Do You Know Your Total Cost of Ownership? (Part 2: On Prem)

Do You Know Your Total Cost of Ownership? (Part 2: On Prem)

Here we look at the potential TCO for purchasing an off-the-shelf system that will be installed on your own servers (so called “On Premises” or “On-Prem”).

Australian Takeovers Panel Updates Equity Derivatives Monitoring

Australian Takeovers Panel Updates Equity Derivatives Monitoring

In May the Australian Takeovers Panel published a response statement to the proposed amendments to GN20.

Threshold change proposal for US 13F - The death knell of transparency?

Threshold change proposal for US 13F - The death knell of transparency?

The SEC has proposed to raise the disclosure threshold for 13F filings from $100m to $3.5bn. Is this the death knell of transparency into investment behaviour?

Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs

Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs

Similar to many investments during our lifetime, it is vital to consider the short and long term benefits of choosing a compliance-as-a-service solution.

Do You Know Your Total Cost of Ownership? (Part 1: BYO)

Do You Know Your Total Cost of Ownership? (Part 1: BYO)

In our experience TCO is something that financial institutions are shockingly bad at calculating/estimating. The larger the institution the more difficult it becomes.