Blogs
Posts tagged with Asset manager
The Pitfalls of Coding Your Own Rules (Part 2)
Here we discuss the complexities of maintaining regulatory data in detail & address the importance of enlisting domain expertise necessary to ensure compliance.
CaaS: The Power of Community
When it comes to shareholding disclosure, it is almost impossible for a lawyer in a given jurisdiction to cover every consideration a firm must face.
We've Launched Sensitive Industries!
FundApps' new Sensitive Industries service automates alerts for compliance professionals who are subject to industry specific investment restrictions.
The Pitfalls of Coding Your Own Rules (Part 1)
Regulation is ever evolving and can change at short (or no) notice. As a result, coding your own rules poses several risks.
CaaS: The Challenges of Data Sourcing
This blog series looks at how compliance can be automated & how ‘compliance as a service’ (CaaS) has become a reality. Here we focus on the challenges around data sourcing.
COVID-19 and Brexit: To Absent Frenemies
Given the unprecedented effects of the COVID-19 pandemic, the current state of Brexit negotiations are providing a working example of what can happen when it is unclear who ...
Further Covid-19 Regulatory Updates
In unison with the reduced ESMA reporting thresholds and outright short-selling bans seen across Europe, it is arguable that Covid-19 is acting as the largest regulatory ...
ESMA 'Risk of Delay' To Financial Reporting Highlights Value of FundApps' Compliance Community
The European Securities and Markets Authority (ESMA) recently issued a Public Statement highlighting the likely knock-on effects of the COVID-19 pandemic on the publishing of ...
Urgent Regulatory Change Brought In to Limit Economic Damage from Covid-19 in Spain
Judging the current pandemic situation to be of such a threat to the national economy, the Spanish Government acting under Royal Decree, approved urgent and extraordinary ...