A Hong Kong hedge failed to make 155 notifications to the FCA and 153 disclosures to the public of its net short position in Premier Oil.
We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.
While having few vendors is logical, our blog provides some strong counter arguments as to why having a selection of strong vendors is the best way forward.
An overview of the proposed changes to Section 13G and Section 13D by the SEC, the first of their kind in more than 40 years.
Summary of the upcoming CFTC’s Final Rule changes. Includes new federal spot month position limits, updates to exchange-set limits and rules on economically equivalent swaps.
CFTC, the U.S derivatives markets regulator, issues large fine to Tyson Foods for violating position limits monitoring due to aggregation errors.
The European Securities and Markets Authority (ESMA) proposes a permanent lowering of the net short position threshold under the EU Short Selling Regulation (SSR).
Improve your team's productivity 3 fold by adopting a cloud-native architecture and have your team focus on delivering new and better products.
Automate aggregation requirements for entities that have delegated management or voting authority.