Blogs

Posts tagged with Avoid reputational damage
Danger Zone - How custom warnings can keep you there (safely)

Danger Zone - How custom warnings can keep you there (safely)

Here at FundApps, we like our clients to focus on generating alpha instead of worrying about whether or not they are compliant.

Australian Takeovers Panel Updates Equity Derivatives Monitoring

Australian Takeovers Panel Updates Equity Derivatives Monitoring

In May the Australian Takeovers Panel published a response statement to the proposed amendments to GN20.

Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs

Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs

Similar to many investments during our lifetime, it is vital to consider the short and long term benefits of choosing a compliance-as-a-service solution.

Do You Know Your Total Cost of Ownership? (Part 1: BYO)

Do You Know Your Total Cost of Ownership? (Part 1: BYO)

In our experience TCO is something that financial institutions are shockingly bad at calculating/estimating. The larger the institution the more difficult it becomes.

We've Launched Sensitive Industries!

We've Launched Sensitive Industries!

FundApps' new Sensitive Industries service automates alerts for compliance professionals who are subject to industry specific investment restrictions.

Webinar: How to Manage Short Selling Regulation Correctly

Webinar: How to Manage Short Selling Regulation Correctly

For many working in regulatory compliance, there’s barely a chance to stay on top of the need to file the next disclosure, let alone time to review the process.

Diminishing Limit Contracts

Diminishing Limit Contracts

We recently saw the price of “WTI” futures for the May delivery month traded on the New York Mercantile Exchange crash below zero for the first time in history.

ESMA 'Risk of Delay' To Financial Reporting Highlights Value of FundApps' Compliance Community

ESMA 'Risk of Delay' To Financial Reporting Highlights Value of FundApps' Compliance Community

The European Securities and Markets Authority (ESMA) recently issued a Public Statement highlighting the likely knock-on effects of the COVID-19 pandemic on the publishing of ...

New Sensitive Industries regulation in France? We've never heard of it, so it can't apply to us!

New Sensitive Industries regulation in France? We've never heard of it, so it can't apply to us!

Effective as of April 1 2020, France will commission Decree No 2019-1590 and the Order on foreign investments, which narrows the scope for foreign investments in Sensitive ...