Blogs
Posts tagged with Avoid reputational damage
Cross-listing Conundrum
The most common attribute in disclosure regulation is not the incorporation, headquarters, or assets of a company, but where their securities are listed.
Shareholding Disclosure in Sweden
Swedish shareholding disclosure regulations go beyond the minimums stipulated in the Transparency Directive. Investors not intimately familiar with all the details of the ...
Serious About Compliance? Don't Use Excel!
Here we list 5 reasons why Excel is not fit for purpose for compliance monitoring.
Is FundApps' Rule Set Flexible Enough?
The simple yet misunderstood concept of creating an industry-standard shareholding disclosure algorithm means that any single institution belongs to a community of compliance ...
Doing RegTech Right
Here are 5 key factors that we believe are vital in deciding if a vendor is “doing RegTech right”.
Aggregation Anomalies in Shareholding Disclosure
One of the most misunderstood aspects of compliance with Shareholding Disclosure and transparency regulation is determining which entities, funds, or portfolios one must ...
How to Navigate The Japanese Shareholding Regime
How to navigate the Japanese shareholding regime - we highlight some of the potential pitfalls of which a compliance professional should be aware.
Demonstrating Compliance
FundApps brings peace-of-mind for a compliance officer, the board of directors and the company as a whole which means knowing that compliance monitoring is evidenced and ...
Compliance as a Service
In this paper, Andrew White, CEO and Founder of FundApps, and Karl Schindler, Lead Regulatory Expert at FundApps, explore advancements in compliance-related technology ...