Blogs
Posts tagged with Avoid reputational damage
Why your disclosure reporting should be cloud-based
Our cloud solution uniquely keeps pace with regulatory changes and gives our clients clarity and confidence in staying compliant.
FIRDS: Facilitation or Frustration?
Although FIRDS was developed for MiFIR purposes, it’s creation has had a direct impact on other areas of regulatory compliance. In this first article of the series, we’ll ...
Transparent Shorts
Across the globe, every country with a stock exchange has some form of major shareholding (US: beneficial ownership) disclosure regulation.
Part 2: MiFID II
Before making the final decision on the details of the forms used for commodity derivatives position reporting, ESMA conducted public consultations.
Part 1: MiFID II
MIFID II Position Limits - All you need to know. Reporting to the relevant National Competent Authority.
Lending, Borrowing, Collateral & Disclosure
FundApps' Shareholding Disclosure service captures lending, borrowing, repo and collateral exclusion/inclusion criteria automatically.
Part 3: Scariest Sanctions
In this three-part blog series, we’ve so far discovered the toughest regulations when it comes to deadlines and complex calculations.
Part 2: Complex Calculations
In the first part of this three-part blog series, we discovered the toughest regulations when it comes to deadlines. Now, our Content team presents the toughest regulations ...
Part 1: Deadliest Deadlines
In this 3-part blog series our Content team presents the financial regulators (of over 90 jurisdictions) with the toughest deadlines, calculations and sanctions. Let’s start ...