Blogs
Posts tagged with Hedge fund
Hong Kong hedge fund fined HK$1.75mn by SFC for EU short selling breach
A Hong Kong hedge failed to make 155 notifications to the FCA and 153 disclosures to the public of its net short position in Premier Oil.
The EU’s MiCA - the ‘Mini-MiFID’
In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive.
Applying Expertise Beyond Regulatory Guidance
We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.
I could hire somebody for that!
FundApps CEO, Andrew White, responds to the often heard, 'We can hire someobody for that!' objection.
SEC Proposes Changes to Section 13 and Short Sale Requirements
Dave Polonsky gives a run through of the new, proposed changes to beneficial ownership and short-selling reporting by the SEC.
SEC Proposes Short Sale Disclosure Rule
The Securities and Exchange Commission proposed new Rule 13f-2 to increase market transparency regarding short selling.
Monitoring Position Limits with a Difference - The FundApps Way
An overview of FundApps vs. Competitors in the Position Limits monitoring space
Product Update: The ‘Florange Law’ and Double Voting Rights
FundApps has introduced new functionality making it possible to automatically calculate the adjustment to voting rights derived from the Florange Law.
SEC Proposes Amendments to 13G and 13D Beneficial Ownership Reporting
An overview of the proposed changes to Section 13G and Section 13D by the SEC, the first of their kind in more than 40 years.