On 10 August 2022, the SEC voted 3-2 to propose amendments to Form PF (‘the Form’).
In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive.
While having few vendors is logical, our blog provides some strong counter arguments as to why having a selection of strong vendors is the best way forward.
Dave Polonsky gives a run through of the new, proposed changes to beneficial ownership and short-selling reporting by the SEC.
The Securities and Exchange Commission proposed new Rule 13f-2 to increase market transparency regarding short selling.
FundApps has introduced new functionality making it possible to automatically calculate the adjustment to voting rights derived from the Florange Law.
An overview of the proposed changes to Section 13G and Section 13D by the SEC, the first of their kind in more than 40 years.
A summary of MiFID II Recovery Package changes, due to come into effect toward the end of February.
The long-anticipated lowering of the threshold for short disclosure is coming into effect by the end of the month.