Blogs
Posts tagged with Keep up with regulatory change
New CFTC Rules - Know Your Position Limits
Summary of the upcoming CFTC’s Final Rule changes. Includes new federal spot month position limits, updates to exchange-set limits and rules on economically equivalent swaps.
CFTC clamps down on Position Limits violations
CFTC, the U.S derivatives markets regulator, issues large fine to Tyson Foods for violating position limits monitoring due to aggregation errors.
Permanent Lowering of ESMA’s SSR Threshold is on the Horizon
The European Securities and Markets Authority (ESMA) proposes a permanent lowering of the net short position threshold under the EU Short Selling Regulation (SSR).
TL;DR EBA’s RegTech Outlook
The European Banking Authority (EBA) published an analysis of the RegTech landscape in the EU highlighting key opportunities and challenges.
ESMA relaxes MiFID II position limits to help boost post Covid-19 recovery
The European Securities and Markets Authority (ESMA) announces changes to MiFID II Recovery Package for position limits on commodity derivatives.
SPACs and what you need to disclose under Section 13 of the SEA
Special Purpose Acquisition Companies (SPACs) are on the rise, but SPAC data providers are not about to provide necessary SPAC reporting under Section 13 of the Securities ...
CFTC Federal Position Limits on Economically Equivalent Swaps
In accordance with Dodd-Frank, the CFTC is turning its gaze towards the OTC markets. Under the Final Rule, the CFTC sets out its intentions to impose position limits on ...
How does the CFTC’s Final Rule on Position Limits impact US exchanges?
We explore the changes set out by the CFTC’s Final Rule on Position Limits, specifically looking at the impact on exchange-imposed Position Limits across US exchanges (e.g. ...
The Final Rule: Updates to the CFTC’s Federal Position Limits
In part 2 of our CFTC blog series, we discuss changes made by the Final Rule to Federal position limits across spot month position limits as well as non-spot month position ...