Blogs
Posts tagged with Keep up with regulatory change
Brexit - Part 4 - What Did We Learn?
Keeping pace with all of the regulatory changes that took place as the result of Brexit was no easy task, as we discovered over the past 18 months! Here are 6 key things that ...
The Silver Screen - How Commodities Became Center Stage of the Retail Trading Revolution
Silver at an eight-year high! Investors should remain vigilant of requirements given changes to silver margins implemented by the CFTC on COMEX and should be wary of Position ...
CFTC Position Limits - An Overview of the Changes
An overview of the CFTC’s Final Rule including updated federal position limits on 25 core referenced futures contracts as well as updates to exchange-set limits and rules on ...
Japan says “I do” to FEFTA
In an effort to promote foreign direct investment whilst protecting national interest, Japan has unveiled its new streamlined “Foreign Exchange and Foreign Trade Act'' ...
Brexit - Part 3 - What Are The Regulatory Impacts of Brexit?
Here we discuss FCA’s position on Brexit and the impact of Brexit on the Substantial Shareholding Disclosure regime, the EU Short Selling regulation, takeovers panels, ...
Navigating Trading Calendars for Position Limits
If you trade large amounts of contracts on more than a few different exchanges then keeping track of calendar information can be a very labour intensive and risky task.
ESMA Renews Reduction of EU SSR Limit
Due to the adverse effects of the COVID-19 pandemic, ESMA has renewed its decision requiring net short position holders to report positions of 0.1% and above.
Capital Markets Modernisation Taskforce Releases Final Report
The Ontario Government has established the Capital Markets Modernization Taskforce. Their report covers the improvement of regulatory governance, modernisation of the capital ...
Do You Know Your Total Cost of Ownership? (Part 2: On Prem)
Here we look at the potential TCO for purchasing an off-the-shelf system that will be installed on your own servers (so called “On Premises” or “On-Prem”).