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Navigating Trading Calendars for Position Limits

If you trade large amounts of contracts on more than a few different exchanges then keeping track of calendar information can be a very labour intensive and risky task.

by Ebbe Filt Oct 2, 2020 Read More

Bridges to Babylon: How Your Compliance Team Can Set Derivative Traders Up For Success

Part of our Position Limits service, our new Room-In-A-Name (RIAN) feature helps clients seamless bridge the gap between Compliance Managers and Traders.

by Arianne Rosmolen Sep 21, 2020 Read More

Position Limits Compliance - What is it and should I care?

Remaining compliant with position limit regulations is a continuous challenge faced by financial institutions. Compiled with data from our partner FIA Tech, our visual guide can help.

by Nick Krzywkowski Aug 27, 2020 Read More

Danger Zone - How custom warnings can keep you there (safely)

Here at FundApps, we like our clients to focus on generating alpha instead of worrying about whether or not they are compliant.

by Nick Krzywkowski Aug 11, 2020 Read More

Diminishing Limit Contracts

We recently saw the price of “WTI” futures for the May delivery month traded on the New York Mercantile Exchange crash below zero for the first time in history.

by Chuck Wong Apr 24, 2020 Read More

Delta Adjusting Options On The Hong Kong Stock Exchange

The requirement to delta adjust options when monitoring against the position limits on the Hong Kong Stock Exchange is not as straightforward as first may appear.

by Ben Richards Mar 3, 2020 Read More

HK Large Open Position Reporting

Any HKFE Participant or Options Exchange Participant must monitor their holdings against the HKEX Large Open Position Reporting Levels. Read on to learn about the requirements and how the FundApps Position Limits service can help you monitor against them and stay compliant.

by Ben Richards Jul 3, 2018 Read More

MIFiD II Position Limits Timeline

The EU Financial Regulator has set July 3, 2017, as the deadline for National Competent Authorities (NCAs) to transpose MiFID II into the national legislation of individual EU Member States.

by Magda Puźniak Nov 15, 2017 Read More

Part 2: MiFID II

Before making the final decision on the details of the forms used for commodity derivatives position reporting, ESMA conducted public consultations.

by Magda Puźniak Oct 24, 2017 Read More

Part 1: MiFID II

MIFID II Position Limits - All you need to know. Reporting to the relevant National Competent Authority.

by Magda Puźniak Oct 10, 2017 Read More

Securitised commodity derivatives and MIFiD II

The topic of securitised commodity derivatives and their inclusion in the scope of MIFiD II position limits regime has been widely debated in the financial industry for quite some time.

by Magda Puźniak Sep 6, 2017 Read More

Position Limits on the Hong Kong Stock Exchange

In this post, we touch on some of the nuances that exist when monitoring holdings listed on the HKEX, including netting, aggregation, and calculating contract exposure.

by Ben Richards Jul 12, 2017 Read More

Case Study: A Swiss Asset Manager

Regulation: ASIC Short Position Reporting

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Resources

Navigating Trading Calendars for Position Limits

Bridges to Babylon: How Your Compliance Team Can Set Derivative Traders Up For Success

Position Limits Compliance - What is it and should I care?

Danger Zone - How custom warnings can keep you there (safely)

Diminishing Limit Contracts

Delta Adjusting Options On The Hong Kong Stock Exchange

HK Large Open Position Reporting

MIFiD II Position Limits Timeline

Part 2: MiFID II

Part 1: MiFID II

Securitised commodity derivatives and MIFiD II

Position Limits on the Hong Kong Stock Exchange

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