The Final Rule: Updates to the CFTC’s Federal Position Limits
In part 2 of our CFTC blog series, we discuss changes made by the Final Rule to Federal position limits across spot month position limits as well as non-spot month position limits.
Read about their experience of our Shareholding Disclosure and Position Limit services.
Find out more about the Australian Securities and Investments Commission.
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In part 2 of our CFTC blog series, we discuss changes made by the Final Rule to Federal position limits across spot month position limits as well as non-spot month position limits.
Silver at an eight-year high! Investors should remain vigilant of requirements given changes to silver margins implemented by the CFTC on COMEX and should be wary of Position Limits.
An overview of the CFTC’s Final Rule including updated federal position limits on 25 core referenced futures contracts as well as updates to exchange-set limits and rules on economically equivalent swaps.
In this webinar with FIA Tech we discuss the effective monitoring and management of position limits.
If you trade large amounts of contracts on more than a few different exchanges then keeping track of calendar information can be a very labour intensive and risky task.
Part of our Position Limits service, our new Room-In-A-Name (RIAN) feature helps clients seamless bridge the gap between Compliance Managers and Traders.
Remaining compliant with position limit regulations is a continuous challenge faced by financial institutions. Compiled with data from our partner FIA Tech, our visual guide can help.
Here at FundApps, we like our clients to focus on generating alpha instead of worrying about whether or not they are compliant.
We recently saw the price of “WTI” futures for the May delivery month traded on the New York Mercantile Exchange crash below zero for the first time in history.
The requirement to delta adjust options when monitoring against the position limits on the Hong Kong Stock Exchange is not as straightforward as first may appear.
Any HKFE Participant or Options Exchange Participant must monitor their holdings against the HKEX Large Open Position Reporting Levels. Read on to learn about the requirements and how the FundApps Position Limits service can help you monitor against them and stay compliant.
The EU Financial Regulator has set July 3, 2017, as the deadline for National Competent Authorities (NCAs) to transpose MiFID II into the national legislation of individual EU Member States.