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The Final Rule: Updates to the CFTC’s Federal Position Limits

In part 2 of our CFTC blog series, we discuss changes made by the Final Rule to Federal position limits across spot month position limits as well as non-spot month position limits.

by Eliza Adriani Feb 11, 2021 Read More

The Silver Screen - How Commodities Became Center Stage of the Retail Trading Revolution

Silver at an eight-year high! Investors should remain vigilant of requirements given changes to silver margins implemented by the CFTC on COMEX and should be wary of Position Limits.

by Michael Tsangaris Feb 3, 2021 Read More

CFTC Position Limits - An Overview of the Changes

An overview of the CFTC’s Final Rule including updated federal position limits on 25 core referenced futures contracts as well as updates to exchange-set limits and rules on economically equivalent swaps.

by Nick Krzywkowski Jan 21, 2021 Read More

Webinar: Monitoring Position Limits

In this webinar with FIA Tech we discuss the effective monitoring and management of position limits.

by Kallie Price Oct 2, 2020 Read More

Navigating Trading Calendars for Position Limits

If you trade large amounts of contracts on more than a few different exchanges then keeping track of calendar information can be a very labour intensive and risky task.

by Ebbe Filt Oct 2, 2020 Read More

Bridges to Babylon: How Your Compliance Team Can Set Derivative Traders Up For Success

Part of our Position Limits service, our new Room-In-A-Name (RIAN) feature helps clients seamless bridge the gap between Compliance Managers and Traders.

by Arianne Rosmolen Sep 21, 2020 Read More

Position Limits Compliance - What is it and should I care?

Remaining compliant with position limit regulations is a continuous challenge faced by financial institutions. Compiled with data from our partner FIA Tech, our visual guide can help.

by Nick Krzywkowski Aug 27, 2020 Read More

Danger Zone - How custom warnings can keep you there (safely)

Here at FundApps, we like our clients to focus on generating alpha instead of worrying about whether or not they are compliant.

by Nick Krzywkowski Aug 11, 2020 Read More

Diminishing Limit Contracts

We recently saw the price of “WTI” futures for the May delivery month traded on the New York Mercantile Exchange crash below zero for the first time in history.

by Chuck Wong Apr 24, 2020 Read More

Delta Adjusting Options On The Hong Kong Stock Exchange

The requirement to delta adjust options when monitoring against the position limits on the Hong Kong Stock Exchange is not as straightforward as first may appear.

by Ben Richards Mar 3, 2020 Read More

HK Large Open Position Reporting

Any HKFE Participant or Options Exchange Participant must monitor their holdings against the HKEX Large Open Position Reporting Levels. Read on to learn about the requirements and how the FundApps Position Limits service can help you monitor against them and stay compliant.

by Ben Richards Jul 3, 2018 Read More

MIFiD II Position Limits Timeline

The EU Financial Regulator has set July 3, 2017, as the deadline for National Competent Authorities (NCAs) to transpose MiFID II into the national legislation of individual EU Member States.

by Magda Puźniak Nov 15, 2017 Read More

Case Study: A Swiss Asset Manager

Regulation: ASIC Short Position Reporting

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Resources

The Final Rule: Updates to the CFTC’s Federal Position Limits

The Silver Screen - How Commodities Became Center Stage of the Retail Trading Revolution

CFTC Position Limits - An Overview of the Changes

Webinar: Monitoring Position Limits

Navigating Trading Calendars for Position Limits

Bridges to Babylon: How Your Compliance Team Can Set Derivative Traders Up For Success

Position Limits Compliance - What is it and should I care?

Danger Zone - How custom warnings can keep you there (safely)

Diminishing Limit Contracts

Delta Adjusting Options On The Hong Kong Stock Exchange

HK Large Open Position Reporting

MIFiD II Position Limits Timeline

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