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6 Complexities of Shareholding Disclosure Monitoring

Posted by Kallie Price on Mar 6, 2020

We've created a guide highlighting 6 of the most challenging Shareholding Disclosure Monitoring nuances. Download your copy for free to learn about:

  • The EU Transparency Directive

  • Cross-listing

  • The EU Short Selling Regulation

  • The SEC's Section 13

  • Takeover Panels

  • Aggregation

We help our clients mitigate operational and regulatory risk and reputational damage:

"FundApps has allowed our organization to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures. Using FundApps as our primary source of Shareholder Disclosure instills confidence that our organization will make timely disclosures and avoid late filings."

 

- Kai Chu, Senior Compliance Analyst, Ontario Teachers’ Pension Plan, Canada (US$200+ billion AuM)