SEC Proposes Changes to Section 13 and Short Sale Requirements
Dave Polonsky gives a run through of the new, proposed changes to beneficial ownership and short-selling reporting by the SEC.
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Dave Polonsky gives a run through of the new, proposed changes to beneficial ownership and short-selling reporting by the SEC.
An overview of the proposed changes to Section 13G and Section 13D by the SEC, the first of their kind in more than 40 years.
Special Purpose Acquisition Companies (SPACs) are on the rise, but SPAC data providers are not about to provide necessary SPAC reporting under Section 13 of the Securities and Exchange Act of 1934 (SEA).
The SEC has proposed to raise the disclosure threshold for 13F filings from $100m to $3.5bn. Is this the death knell of transparency into investment behaviour?
Looking for 13F data in a usable format? Automate the entire process and avoid using Excel to meet 13F filing requirements.
There is much confusion surrounding regulatory filings. Unfortunately, there can be hefty fines if you get it wrong.
Find out how FundApps automates the 13F process... without the need for Excel!
Automating Disclosures: Form 13F & 13G