Filing Manager: One-click short selling reporting
Automate short sale disclosures globally without the manual mess
When to disclose
Have clarity and consistency of when to disclose whether it is daily, T+ 1, from position date or only when the threshold is crossed.
What to disclose
Rules vary across the globe and Filing Manager ensures you submit the right data points in the right format.
Where to disclose
Submitting disclosure reports across different jurisdictions means portals, SOAP, FIX, API, logins and passwords. We know where.
Secure & seamless
Automated data submission direct from our platform to regulators including ASIC (AU), BaFin (DE), FCA (UK), FI (SE), MAS (SG), SEC (US) and SFC (HK).
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
Short Selling Regulation Review: Our Response to the Call for Evidence
FundApps' letter to His Majesty’s Treasury (HMT) after a call for evidence was issued to improve the UK’s Short Selling Regulation (SSR).
Hong Kong hedge fund fined HK$1.75mn by SFC for EU short selling breach
A Hong Kong hedge failed to make 155 notifications to the FCA and 153 disclosures to the public of its net short position in Premier Oil.
From the Content Team: Japanese Delta Hedging
This post explains the exemption on sales of shares in connection with long convertibles, in the Japanese short selling disclosure regime.
