Future-flexible compliance
How we do it
When the only certainty is uncertainty, having strategic flexibility in your people, processes and systems is paramount. And that means future-flexible compliance monitoring and reporting capabilities.
We always have an eye on the future and understand the importance of ensuring our systems and processes will enable your people to be ready for the regulatory expectations of now, near and far.
Let's dig deeper
We enable our clients to keep up with an ever-changing landscape of regulations, stakeholder demands and competitive pressures by automating key compliance monitoring and reporting processes.
This frees up your valuable people resource to focus on higher-value activities while having the confidence that you are on-time and on-top of your compliance obligations. And can prove it.
I could hire somebody for that!
FundApps CEO, Andrew White, responds to the often heard, 'We can hire someobody for that!' objection.
SEC Proposes Changes to Section 13 and Short Sale Requirements
Dave Polonsky gives a run through of the new, proposed changes to beneficial ownership and short-selling reporting by the SEC.
Product Update: The ‘Florange Law’ and Double Voting Rights
FundApps has introduced new functionality making it possible to automatically calculate the adjustment to voting rights derived from the Florange Law.
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
Canada’s biggest single-occupation pension fund
Learn how Canada's largest single-occupation pension fund improved their shareholding disclosure processes with the help of FundApps' automated service.
Canadian Asset Manager
Canada’s largest privately-owned Asset Manager, established in 1982, uses FundApps’ Shareholding Disclosure service after frustrations with their previous processes.
BennBridge
BennBridge, a multi-boutique investment manager, found a seamless and reliable solution to manage global rule coverage and ensure compliance.