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Main: +44 20 3286 6978
Sales: +44 20 3637 4997
Support: +44 20 3637 2177
New York
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Main: +1 646 982 1494
Sales: +1 646 934 6715
Support: +1 646 982 1436
Singapore
#02-11, 13 Stamford Road, 178905, Singapore
Main: +65 6978 3848
Sales: +65 6978 3148
Support: +65 6978 3149
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Paul Clulow-Phillips at Société Générale
Keys to a future-proofed business from one of the biggest banks in the world? Hear Paul’s opinion on the areas in which Banking needs to up its game, how and why governance has been switched up at SocGen, and how the regulators are embracing AI.
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Lynne Carreiro at IQEQ
Compliance veteran versed in all things SEC and FCA, with a passion for responsible investing. Listen to Sally and Lynne debate whether regulators are fair about expectations, whether wilful misrepresentation of ESG requirements is bogging down efforts and what Lynne would banish to Room 101..
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Bernardo Castel-Branco at Alpha FMC
A good culture is the magic ingredient! Sally sits down with Bernardo and and spoke about how companies that adopt a culture-first strategy are more likely to outlive the companies that do not. Bernardo’s also got a wonderfully creative banking analogy!
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
Swiss Asset Manager
A Swiss asset manager with $132 billion AuM achieved efficiency and accuracy using FundApps' comprehensive rules package and central dashboard.
Chicago-Based Asset Manager
Chicago-based asset manager with $123 billion in assets under management saved time and money by switching to FundApps' cloud-based compliance service
Nordic Asset Manager
Discover how a leading financial institution overcame the challenges of manual shareholding disclosure processes with the help of FundApps.
Why Derivatives Limit Monitoring Needs Automation
Any process that requires manual intervention to maintain, takes an inordinate amount of effort to keep working effectively.
Peeling Back the Layers of Position Limits
Position Limits cover the purchase and trading of a broad set of derivatives across asset classes and instruments. Where did it all start?
Short Selling Regulation Review: Our Response to the Call for Evidence
FundApps' letter to His Majesty’s Treasury (HMT) after a call for evidence was issued to improve the UK’s Short Selling Regulation (SSR).
Why (proper) shareholding disclosure doesn't end at delegation
Delegation is common practice in investment management, especially for endowments and pensions. Unfortunately, it is not as simple as it seems.
GICS Changes in March to Impact Sensitive Industries Monitoring
The Global Industry Classification Standard is changing 17 March 2023, and investment management companies will need to reflect changes to stay compliant.
Position Limits keep vying for the compliance spotlight, and for good reason.
Our latest blog focuses on how derivatives limit monitoring is still a moveable feast and needs to be kept on top of, highlighting changes in 2022.