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Where Data Gets Your Shareholding Disclosure Wrong
Discover the importance of data in shareholding disclosure and how it serves as the foundational pillar for compliance.
LEADR: 5 Pillars of Shareholding Disclosure | FundApps
Introducing LEADR, a framework to assess your systems and processes for monitoring and reporting beneficial ownership. Discover this new piece of technology.
Why the compliance challenge of aggregation is often underestimated
Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.
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Paul Clulow-Phillips at Société Générale
Keys to a future-proofed business from one of the biggest banks in the world? Hear Paul’s opinion on the areas in which Banking needs to up its game, how and why governance has been switched up at SocGen, and how the regulators are embracing AI.
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Lynne Carreiro at IQEQ
Compliance veteran versed in all things SEC and FCA, with a passion for responsible investing. Listen to Sally and Lynne debate whether regulators are fair about expectations, whether wilful misrepresentation of ESG requirements is bogging down efforts and what Lynne would banish to Room 101..
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Bernardo Castel-Branco at Alpha FMC
A good culture is the magic ingredient! Sally sits down with Bernardo and and spoke about how companies that adopt a culture-first strategy are more likely to outlive the companies that do not. Bernardo’s also got a wonderfully creative banking analogy!
Why Community is the X Factor of Compliance
Discover the power of community & collaboration in the financial industry and why a diverse community leads to innovation, productivity, & compliance.
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
FundApps Develops Filing Manager with Client CCLFG
Connor, Clark & Lunn Financial Group finds success and efficiency through a product sponsorship with FundApps, creating a new service, Filing Manager.
Swiss Asset Manager
A Swiss asset manager with $132 billion AuM achieved efficiency and accuracy using FundApps' comprehensive rules package and central dashboard.
Chicago-Based Asset Manager
Chicago-based asset manager with $123 billion in assets under management saved time and money by switching to FundApps' cloud-based compliance service
When Sensitive Industries contains more Known Unknowns than Known Knowns
Understanding the complexities of Sensitive Industries regulations worldwide is crucial for compliance teams. Explore the challenges and solutions in navigating this ...
Would you make the cut with your Sensitive Industries knowledge?
Dive into the cultural influences and intricacies of the Olympic Games, which have parallels with Sensitive Industries in terms of dominant countries and diverse qualifying ...
REGION LEADR: Big Shareholding Disclosure Takeaways for Key Regions
Explore the key takeaways from Let's Talk: LEADR webinar, covering key regions like India, Japan, the EU, and the US. Stay informed on regulatory changes and market trends.
Why the compliance challenge of aggregation is often underestimated
Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.
The new US short selling rules: what’s going to be difficult for compliance officers?
New US short selling rules bring challenges for compliance officers: expanded reporting, XML filings, issuer thresholds, and daily position tracking.
Where Data Gets Your Shareholding Disclosure Wrong
Discover the importance of data in shareholding disclosure and how it serves as the foundational pillar for compliance.