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Main: +1 646 982 1494
Sales: +1 646 934 6715
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Main: +65 6978 3848
Sales: +65 6978 3148
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Paul Clulow-Phillips at Société Générale
Keys to a future-proofed business from one of the biggest banks in the world? Hear Paul’s opinion on the areas in which Banking needs to up its game, how and why governance has been switched up at SocGen, and how the regulators are embracing AI.
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Lynne Carreiro at IQEQ
Compliance veteran versed in all things SEC and FCA, with a passion for responsible investing. Listen to Sally and Lynne debate whether regulators are fair about expectations, whether wilful misrepresentation of ESG requirements is bogging down efforts and what Lynne would banish to Room 101..
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Bernardo Castel-Branco at Alpha FMC
A good culture is the magic ingredient! Sally sits down with Bernardo and and spoke about how companies that adopt a culture-first strategy are more likely to outlive the companies that do not. Bernardo’s also got a wonderfully creative banking analogy!
Why Community is the X Factor of Compliance
Discover the power of community & collaboration in the financial industry and why a diverse community leads to innovation, productivity, & compliance.
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
Hong Kong-based hedge fund scales globally with FundApps
A Hong Kong based hedge fund finds clarity and efficiency while scaling globally with FundApps Shareholding Disclosure solution.
Middle Eastern SWF transforms Shareholding Disclosure with FundApps & SimCorp
Middle Eastern sovereign wealth fund adopts FundApps and SimCorp for streamlined, automated compliance, easing regulatory burdens and enhancing efficiency.
Viridian Asset Management scales with FundApps
Viridian Asset Management uses FundApps’ Shareholding Disclosure solution to ensure compliance and support scaling across multiple APAC territories.
Governing AI in Compliance: 5 Takeaways from Industry Leaders
Insights from industry leaders on how AI is reshaping compliance with innovation, oversight, and responsible adoption at Compliance Connect.
All you need to know this month: announcements, filings and obligations
Stay updated on compliance with SEC rules, EDGAR Next, and Japan's FEFTA revisions, plus news on our keynote speaker at Compliance Connect and FundApps' new Chairman.
EDGAR Next is here
The SEC’s new filing system, EDGAR Next, will go live in September for managers everywhere. Compliance is required by September 15th.
BMO Renews FundApps Compliance Monitoring Services
BMO renews its contract with FundApps for compliance monitoring, reinforcing its commitment to automation, efficiency, and regulatory adherence across global markets.
Former SEC Chair Gary Gensler to headline FundApps’ Compliance Connect
Mr. Gary Gensler, former SEC Chair and current MIT Sloan Professor, will headline FundApps Compliance Connect in NYC.
FundApps launches global Sanctions Screening Service
Newly launched service designed to help investment managers stay ahead of fast-moving regulations at forefront of global uncertainty.