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Where Data Gets Your Shareholding Disclosure Wrong
As part of our LEADR series covering the five pillars of Shareholding Disclosure, learn the importance of data & how it is a foundational pillar for compliance.
Why the compliance challenge of aggregation is often underestimated
Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.
LEADR: 5 Pillars of Shareholding Disclosure | FundApps
Introducing LEADR, a framework to assess your systems and processes for monitoring and reporting beneficial ownership. Discover this new piece of technology.
London
HYLO, 105 Bunhill Row, London EC1Y 8LZ
Main: +44 20 3286 6978
Sales: +44 20 3637 4997
New York
276 5th Ave, Suite 808, New York, NY 10001
Main: +1 646 982 1494
Sales: +1 646 934 6715
Singapore
#13-135, 71 Robinson Road, 068895, Singapore
Main: +65 6978 3848
Sales: +65 6978 3148
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Paul Clulow-Phillips at Société Générale
Keys to a future-proofed business from one of the biggest banks in the world? Hear Paul’s opinion on the areas in which Banking needs to up its game, how and why governance has been switched up at SocGen, and how the regulators are embracing AI.
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Lynne Carreiro at IQEQ
Compliance veteran versed in all things SEC and FCA, with a passion for responsible investing. Listen to Sally and Lynne debate whether regulators are fair about expectations, whether wilful misrepresentation of ESG requirements is bogging down efforts and what Lynne would banish to Room 101..
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Bernardo Castel-Branco at Alpha FMC
A good culture is the magic ingredient! Sally sits down with Bernardo and and spoke about how companies that adopt a culture-first strategy are more likely to outlive the companies that do not. Bernardo’s also got a wonderfully creative banking analogy!
Why Community is the X Factor of Compliance
Discover the power of community & collaboration in the financial industry and why a diverse community leads to innovation, productivity, & compliance.
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
Middle Eastern SWF Transforms Shareholding Disclosure with FundApps & SimCorp
Middle Eastern sovereign wealth fund adopts FundApps and SimCorp for streamlined, automated compliance, easing regulatory burdens and enhancing efficiency.
Viridian Asset Management Scales with FundApps
Viridian Asset Management leverages FundApps’ Shareholding Disclosure solution to ensure compliance and support scaling across multiple APAC territories.
FundApps Develops Filing Manager with Client CCLFG
Connor, Clark & Lunn Financial Group finds success and efficiency through a product sponsorship with FundApps, creating a new service, Filing Manager.
Navigating regulatory uncertainty: Form PF, the SEC, and what comes next?
Navigating evolving SEC regulations, particularly Form PF, requires preparedness and adaptability. Stay informed to ensure compliance amidst regulatory uncertainties.
People, Planet & Form PF: Doing good while filing better
FundApps celebrates B Corp recertification with a 17.6% score increase and announces a webinar on the SEC's new Form PF and its implications for global reporting.
What’s next for 13f-2?
SEC extends Form SHO filing deadline to February 2026 amid legal challenges, leaving investment managers with compliance uncertainties and new regulations to navigate in 2025.
FundApps and BlackRock’s Aladdin® platform partner to automate shareholding disclosure monitoring and reporting
FundApps and BlackRock’s Aladdin partner to automate global shareholding disclosure compliance, enhancing workflow efficiency for investment managers.
FundApps launches AIFMD ANNEX IV Reporting Solution, expanding its suite of regulatory compliance products
FundApps launches AIFMD Annex IV Reporting Solution, automating compliance for investment managers, enhancing efficiency, and reducing risk with seamless regulatory reporting.
BMO Renews FundApps Compliance Monitoring Services
BMO renews its contract with FundApps for compliance monitoring, reinforcing its commitment to automation, efficiency, and regulatory adherence across global markets.