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Posts tagged with Sec changes
A rare bipartisan alignment: The US-China shift
Explore how new US regulations are tightening controls on Chinese investments, reshaping financial flows, and demanding vigilance from asset managers and compliance teams.
What’s next for 13f-2?
SEC extends Form SHO filing deadline to February 2026 amid legal challenges, leaving investment managers with compliance uncertainties and new regulations to navigate in 2025.
Let’s Talk SEC: A ‘short’ update - what the experts are saying now
Grab the headline items from FundApps' recent Let's Talk webinar. Our panel of legal experts answered around extraterritoriality, Threshold B, opinion timeframes and so much ...
US Short Selling: will 13f-2 be partially or completely vacated?
Join FundApps’ expert panel webinar on Oct 22 2024, to discuss SEC short selling rules and hear Andy Haldane speak at Compliance LEADR in November.
The new US short selling rules: what’s going to be difficult for compliance officers?
New US short selling rules bring challenges for compliance officers: expanded reporting, XML filings, issuer thresholds, and daily position tracking.
Why you should care about the latest SEC disclosure regulations
The latest SEC disclosure regulations have brought significant changes to beneficial ownership reporting and short sale disclosure rules.
SEC: Changes to Private Fund Reporting for US Investment Advisers
On 10 August 2022, the SEC voted 3-2 to propose amendments to Form PF (‘the Form’). Read more about these regulatory updates that may affect you directly.
Changes to Section 13 & Short Sale Requirements | FundApps
Discover more about the new, proposed changes to Section 13 and the beneficial ownership and short-selling by the SEC from head of FundApps North America.
SEC Proposes Short Sale Disclosure Rule | FundApps
Learn about how the Securities and Exchange Commission have proposed a new Rule 13f-2 that will increase market transparency regarding short selling.