Shareholding Disclosure
How FundApps Shareholding Disclosure works
Position data is checked against Shareholding Disclosure, Takeover Panel and Short Selling rules enriched with legal, market and regulatory data from Refinitiv and Bloomberg. The rules engine identifies if and where a disclosure is required and to which regulator or regulators in the case of dual listings.
Consolidated data
Takeover panel information, short selling lists, FIRDS information and issuer-specific data is automatically sourced making data accessible and usable.
Rule coverage
Our in-house regulatory experts take aosphere's legal and regulatory interpretation and code them into a single set of always up-to-date rules used by all our clients.
Results dashboard
Focus efforts where it counts by using our concise daily summary of what needs to be done and what's to come including custom rule alerts and access to historical data.
Aggregation
Comply with shareholding disclosure by correctly aggregating positions at entity to portfolio level, as well as by ownership type (legal, voting, management).
REGION LEADR: Big Shareholding Disclosure Takeaways for Key Regions
Explore the key takeaways from Let's Talk: LEADR webinar, covering key regions like India, Japan, the EU, and the US. Stay informed on regulatory changes and market trends.
Why the compliance challenge of aggregation is often underestimated
Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.
Where Data Gets Your Shareholding Disclosure Wrong
Discover the importance of data in shareholding disclosure and how it serves as the foundational pillar for compliance.
FundApps Shareholding Disclosure Pre-Trade API
Shareholding pre-trade disclosure checks can mean tight deadlines, low thresholds, ETF hard stops, pre-merger notifications and more. Examples that come to mind are European short-selling rules, 12D and HSR and monitoring on a pre-trade basis is often a time-consuming mix of manual workarounds, manual rule coding and cross-checks.
The FundApps Pre-Trade API for Shareholding Disclosure automates all your pre-trade checks, does them in real-time and can aggregate across your whole portfolio.
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REGION LEADR: Big Shareholding Disclosure Takeaways for Key Regions
Explore the key takeaways from Let's Talk: LEADR webinar, covering key regions like India, Japan, the EU, and the US. Stay informed on regulatory changes and market trends.
Why the compliance challenge of aggregation is often underestimated
Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.
