Compliance made simple

Designed to help investment managers harness the power of community and technology, FundApps’ leading compliance software is the ultimate RegTech solution. Capable of automating regulatory compliance, FundApps’ technology simplifies every stage of the process from research to fulfilment, leaving clients with an easy, all-in-one compliance solution they can trust.

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Our RegTech Services

Shareholding_Disclosure

Shareholding
Disclosure

Remain aware of your disclosure requirements for major shareholding, short selling and takeover panels by using our automated monitoring compliance management software.

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FundApps' Sensitive Industries logo

Sensitive
Industries

Simplify and automate your sensitive industries investment and foreign ownership through the intelligent regulatory threshold monitoring system at FundApps.

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FundApps' Position Limits logo

Position
Limits

Make the most of the automated monitoring of exchange limits for CFTC and MiFID II on positions held in derivative contracts with our RegTech software.

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The FundApps Advantage

As the first Compliance-as-a-Service (CaaS) company, we make compliance simple through an innovative business model which combines web-based regulatory technology, our specialist regulatory expertise, up-to-date market data, and the unique FundApps Community. The delivery of unrivalled services and cutting-edge RegTech solutions is our sole focus, making FundApps an essential part of finding success in the financial sector.

Leaders of the RegTech revolution, FundApps already helps over 100 of the world’s largest financial institutions and this number continues to grow. Dedicated to ensuring clients have access to the tools and expertise they need, our compliance solutions help investment managers to avoid fines, reduce reputational risk, fulfil their adherence obligations, and efficiently manage disclosures. 

Every day, our RegTech service monitors a collective US$14+ trillion in assets under management on behalf of clients, a figure which includes everything from US$50 million Hedge Funds to the largest Sovereign Wealth Fund in the world. The capacity of our compliance management software continues to grow, and the accomplishments made with each client tell a story of success.

The ongoing successes made by our regulatory services and compliance software is underpinned by a powerful RegTech quintet:

1. Our RegTech Engine

Capable of driving regulatory checks across complex company aggregation structures for millions of underlying assets; the RegTech engine automates post-trade disclosure and limit monitoring, and delivers compliance solutions in an intuitive user-interface that clients can navigate easily.
FundApps Engine

2. Intuitive Regulatory Technology Rules

A powerful and flexible proprietary rule language allows our compliance management software to capture subtle nuances and model any asset type to accurately reflect the latest changes in regulation. As the most widely-used ruleset in the RegTech industry for Shareholding Disclosure and Sensitive Industries, our users benefit from one shared regulatory standard.

 

FundApps' Rule Package

3. Vast and Regularly-Updated Market Data

A key element of the FundApps regulatory compliance software, we bring regulatory and market data together from multiple disparate sources to support rule checks and user enquiries. An invaluable resource to both our own experts and clients, this trustworthy, up-to-date and comprehensive data source gives our leading compliance software the information it needs.
FundApps' Market Data

4. The FundApps Community

The international distribution of knowledge is utterly invaluable and provides investment managers with the expertise they need to realise greater business efficiency while remaining at the forefront of changes in regulatory compliance. With the FundApps community, we support access to over 1000 peers spread across 20 countries, simplifying this essential information sharing process.

The FundApps Community

FundApps’ RegTech Experts

The dedicated team of RegTech experts that work within FundApps are incredibly well-versed in the complex world of regulatory compliance. Capable of interpreting regulation and code rules and feeding that knowledge into our compliance software, our Regsperts are available as Client Success Managers who share their expert guidance through client support.
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Affiliations we are proud of

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world economic forum logo
Future Fifty logo
IA Fintech Member logo
AIMA logo
AWS logo

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