Active risk mitigation

Active risk mitigation

The how | The how |

How we do it

Compliance monitoring and reporting risks can be both obvious and hidden. With the regulatory landscape always being added to, changed and updated, outdated systems and processes can mean a lack of insight into what those risks are.

Our portfolio of products help inform on a range of important compliance areas including exposures, what needs pre-trade authorisation, when limits are being approached, what and when to do disclosures as well as ensuring you are basing these decisions on the right interpretation of the rules and regulations. This all helps to mitigate a wide variety of risks. 

Getting the best automation software is critical and FundApps is proven, has an impressive client roster and retention rate and is future-flexible.


Let's dig deeper

By automating compliance monitoring and reporting processes, we ensure there is consistency, transparency as well as an audit trail of who did what, when and why. We also ensure regulations are interpreted in the right way and use the right set of data at the right time.

Our software is proven and our impressive roster of global clients stay with us for good reason. We enable you to find the right answers as and when you need them, as well as staying on the right side of regulators across the globe.

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who we are | who we are |

FundApps in a nutshell

We can scale: monitoring trillions of client AuM: from boutique hedge funds to sovereign wealth funds to investment banks.

We are many: our global and active Client Community provides access to 1000s of industry peers.

We have skills: a proven ability to interpret regulation, code rules intelligently and create software that works.

How do we help solve the problem? 

Our top expertise

We have a whole team of regulatory experts in-house who spend their working lives poring over regulations, interpreting the grey areas and listening to our client community and their real-life examples.

Our top software

Our platform has a sophisticated rules engine, is always up-to-date with the latest regulations and is powered by the industry's most comprehensive and accurate dataset.

Our client team

Our Client Services team works hard to retain its CSAT score of 100% month in, month out. They do this through good project management, solid and fast implementations and a strong focus on first touch resolution. 

Let's Talk | Let's Talk |

Useful blogs to read

Applying Expertise Beyond Regulatory Guidance

Applying Expertise Beyond Regulatory Guidance

We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.

Vendor Risks Financial Institutions are Facing in 2022

Vendor Risks Financial Institutions are Facing in 2022

While having few vendors is logical, our blog provides some strong counter arguments as to why having a selection of strong vendors is the best way forward.

Monitoring Position Limits with a Difference - The FundApps Way

Monitoring Position Limits with a Difference - The FundApps Way

An overview of FundApps vs. Competitors in the Position Limits monitoring space

accreditations | accreditations |

Our accreditations


FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...

Kai Chu, Senior Compliance Analyst

Ontario Teachers’ Pension Plan, Canada


FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.

Charlotte Sneddon, Risk Information & Reporting Manager

Quilter, United Kingdom


...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together. 

Dirk Kaltschnee, Compliance Officer

Deka, Germany


FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.

Manoj Chopra, Head of Risk Services

Vontobel, Switzerland


The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.

Ben Battye, Chief Operations Officer

BennBridge, United Kingdom


...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.

Lynne Marchetti, Compliance Specialist

WCM Investment Management, United States


…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!

Vik D, Group Compliance Officer

Dutch Insurance Group

Testimonials | Testimonials |
Partners | Partners |

Our partners

Let's Talk | Let's Talk |

Case Studies

Canada’s biggest single-occupation pension fund

Canada’s biggest single-occupation pension fund

Learn how Canada's largest single-occupation pension fund improved their shareholding disclosure processes with the help of FundApps' automated service.

Canadian Asset Manager

Canadian Asset Manager

Canada’s largest privately-owned Asset Manager, established in 1982, uses FundApps’ Shareholding Disclosure service after frustrations with their previous processes.



BennBridge, a multi-boutique investment manager, found a seamless and reliable solution to manage global rule coverage and ensure compliance.

Minimise your exposure to risk with our expert assistance