Active risk mitigation
How we do it
Compliance monitoring and reporting risks can be both obvious and hidden. With the regulatory landscape always being added to, changed and updated, outdated systems and processes can mean a lack of insight into what those risks are.
Our portfolio of products help inform on a range of important compliance areas including exposures, what needs pre-trade authorisation, when limits are being approached, what and when to do disclosures as well as ensuring you are basing these decisions on the right interpretation of the rules and regulations. This all helps to mitigate a wide variety of risks.
Getting the best automation software is critical and FundApps is proven, has an impressive client roster and retention rate and is future-flexible.
Let's dig deeper
By automating compliance monitoring and reporting processes, we ensure there is consistency, transparency as well as an audit trail of who did what, when and why. We also ensure regulations are interpreted in the right way and use the right set of data at the right time.
Our software is proven and our impressive roster of global clients stay with us for good reason. We enable you to find the right answers as and when you need them, as well as staying on the right side of regulators across the globe.
FundApps in a nutshell
We can scale: monitoring trillions of client AuM: from boutique hedge funds to sovereign wealth funds to investment banks.
We are many: our global and active Client Community provides access to 1000s of industry peers.
We have skills: a proven ability to interpret regulation, code rules intelligently and create software that works.
How do we help solve the problem?
Our top expertise
We have a whole team of regulatory experts in-house who spend their working lives poring over regulations, interpreting the grey areas and listening to our client community and their real-life examples.
Our top software
Our platform has a sophisticated rules engine, is always up-to-date with the latest regulations and is powered by the industry's most comprehensive and accurate dataset.
Our client team
Our Client Services team works hard to retain its CSAT score of 100% month in, month out. They do this through good project management, solid and fast implementations and a strong focus on first touch resolution.
Useful blogs to read
US Short Selling: will 13f-2 be partially or completely vacated?
Join FundApps’ expert panel webinar on Oct 22 2024, to discuss SEC short selling rules and hear Andy Haldane speak at Compliance LEADR in November.
When Sensitive Industries contains more Known Unknowns than Known Knowns
Understanding the complexities of Sensitive Industries regulations worldwide is crucial for compliance teams. Explore the challenges and solutions in navigating this ...
Would you make the cut with your Sensitive Industries knowledge?
Dive into the cultural influences and intricacies of the Olympic Games, which have parallels with Sensitive Industries in terms of dominant countries and diverse qualifying ...
Our accreditations
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
Vik D, Group Compliance Officer
Dutch Insurance Group
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
Kai Chu, Senior Compliance Analyst
Ontario Teachers’ Pension Plan, Canada
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
Charlotte Sneddon, Risk Information & Reporting Manager
Quilter, United Kingdom
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
Dirk Kaltschnee, Compliance Officer
Deka, Germany
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
Manoj Chopra, Head of Risk Services
Vontobel, Switzerland
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
Ben Battye, Chief Operations Officer
BennBridge, United Kingdom
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
Lynne Marchetti, Compliance Specialist
WCM Investment Management, United States
Our partners
Case Studies
FundApps Develops Filing Manager with Client CCLFG
Connor, Clark & Lunn Financial Group finds success and efficiency through a product sponsorship with FundApps, creating a new service, Filing Manager.
Swiss Asset Manager
A Swiss asset manager with $132 billion AuM achieved efficiency and accuracy using FundApps' comprehensive rules package and central dashboard.
Chicago-Based Asset Manager
Chicago-based asset manager with $123 billion in assets under management saved time and money by switching to FundApps' cloud-based compliance service