Active risk mitigation
How we do it
Compliance monitoring and reporting risks can be both obvious and hidden. With the regulatory landscape always being added to, changed and updated, outdated systems and processes can mean a lack of insight into what those risks are.
Our portfolio of products help inform on a range of important compliance areas including exposures, what needs pre-trade authorisation, when limits are being approached, what and when to do disclosures as well as ensuring you are basing these decisions on the right interpretation of the rules and regulations. This all helps to mitigate a wide variety of risks.
Getting the best automation software is critical and FundApps is proven, has an impressive client roster and retention rate and is future-flexible.
Let's dig deeper
By automating compliance monitoring and reporting processes, we ensure there is consistency, transparency as well as an audit trail of who did what, when and why. We also ensure regulations are interpreted in the right way and use the right set of data at the right time.
Our software is proven and our impressive roster of global clients stay with us for good reason. We enable you to find the right answers as and when you need them, as well as staying on the right side of regulators across the globe.
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Applying Expertise Beyond Regulatory Guidance
We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.
Vendor Risks Financial Institutions are Facing in 2022
While having few vendors is logical, our blog provides some strong counter arguments as to why having a selection of strong vendors is the best way forward.
Monitoring Position Limits with a Difference - The FundApps Way
An overview of FundApps vs. Competitors in the Position Limits monitoring space
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
Canada’s biggest single-occupation pension fund
Learn how Canada's largest single-occupation pension fund improved their shareholding disclosure processes with the help of FundApps' automated service.
Canadian Asset Manager
Canada’s largest privately-owned Asset Manager, established in 1982, uses FundApps’ Shareholding Disclosure service after frustrations with their previous processes.
BennBridge
BennBridge, a multi-boutique investment manager, found a seamless and reliable solution to manage global rule coverage and ensure compliance.