Investment Banks
Keeping on top of Sensitive Industries exposure
Thresholds vary by jurisdiction, a single company can operate in a wide range of industries and there can be issuer-specific limits in an industry.
Automating global Short-Selling disclosure
With one of the smallest margins of error, our Filing Manager solution automates the moving parts...and we are challenging the regulators to do more.
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
1 min
Former SEC Chair Gary Gensler to headline FundApps’ Compliance Connect
Mr. Gary Gensler, former SEC Chair and current MIT Sloan Professor, will headline FundApps Compliance Connect in NYC.
3 mins
FundApps launches global Sanctions Screening Service
Newly launched service designed to help investment managers stay ahead of fast-moving regulations at forefront of global uncertainty.
5 mins
FundApps Announces Significant Growth Equity Investment from FTV Capital
FundApps secures growth equity investment from FTV Capital to enhance regulatory compliance solutions, solidifying its position as a market leader in financial technology.
