
Investment Banks
Compliance for the future bank
Having compliance monitoring and reporting systems that are future-flexible builds an architecture that scales and evolves as banks do.
We understand that meeting both the requirements of the regulator and the business can be a hard balance. We can help by simplifying processes, untangling the old, and empowering your compliance team with cost-efficient frameworks while also freeing them up to work on other tasks.
Keep on top of Shareholding Disclosure…and prove it
Our Shareholding Disclosure platform monitors disclosure requirements in over 100 jurisdictions for beneficial ownership, short selling and takeover panels across complex company aggregation structures for trillions of underlying assets.
Handling derivatives limits pre-and post-trade
The Position Limits solution monitors derivatives limits imposed by exchanges and regulators across the globe. It does more than just automation.
Keeping on top of Sensitive Industries exposure
Thresholds vary by jurisdiction, a single company can operate in a wide range of industries and there can be issuer-specific limits in an industry.

Automating global Short-Selling disclosure
With one of the smallest margins of error, our Filing Manager solution automates the moving parts...and we are challenging the regulators to do more.


…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
Vik D, Group Compliance Officer
Dutch Insurance Group

FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
Kai Chu, Senior Compliance Analyst
Ontario Teachers’ Pension Plan, Canada

FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
Charlotte Sneddon, Risk Information & Reporting Manager
Quilter, United Kingdom

...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
Dirk Kaltschnee, Compliance Officer
Deka, Germany

FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
Manoj Chopra, Head of Risk Services
Vontobel, Switzerland

The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
Ben Battye, Chief Operations Officer
BennBridge, United Kingdom

...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
Lynne Marchetti, Compliance Specialist
WCM Investment Management, United States
Our partners
More resources

Former SEC Chair Gary Gensler to headline FundApps’ Compliance Connect
Mr. Gary Gensler, former SEC Chair and current MIT Sloan Professor, will headline FundApps Compliance Connect in NYC.

FundApps launches global Sanctions Screening Service
Newly launched service designed to help investment managers stay ahead of fast-moving regulations at forefront of global uncertainty.

FundApps Announces Significant Growth Equity Investment from FTV Capital
FundApps secures growth equity investment from FTV Capital to enhance regulatory compliance solutions, solidifying its position as a market leader in financial technology.
Our accreditations


Begin your journey with us
Discover how we can simplify your processes, unravel the complexities of outdated systems, and empower your compliance team with cost-effective frameworks.