Investment Bank
Compliance for the future bank
Having compliance monitoring and reporting systems that are future-flexible builds an architecture that scales and evolves as banks do.
We understand that meeting both the requirements of the regulator and the business can be a hard balance. We can help by simplifying processes, untangling the old, and empowering your compliance team with cost-efficient frameworks while also freeing them up to work on other tasks.
Keeping on top of shareholding disclosure…and proving it
Our Shareholding Disclosure platform monitors disclosure requirements in over 100 jurisdictions for beneficial ownership, short selling and takeover panels across complex company aggregation structures for trillions of underlying assets.
Keeping on top of sensitive industries exposure
Thresholds vary by jurisdiction, a single company can operate in a wide range of industries and there can be issuer-specific limits in an industry.
Handling derivatives limits pre-and post-trade
The Position Limits solution monitors derivatives limits imposed by exchanges and regulators across the globe. It does more than just automation.
Automating global short-selling disclosure
With one of the smallest margins of error, our Filing Manager solution automates the moving parts...and we are challenging the regulators to do more.
Why Community is the X Factor of Compliance
Discover the power of community & collaboration in the financial industry and why a diverse community leads to innovation, productivity, & compliance.
Our accreditations
The FundApps in a nutshell
We can scale: monitoring trillions of client AuM: from boutique hedge funds to sovereign wealth funds to investment banks.
We are many: our global and active Client Community provides access to 1000s of industry peers.
We have skills: a proven ability to interpret regulation, code rules intelligently and create software that works.
Looking for more details?
Our partners
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
Vik D, Group Compliance Officer
Dutch Insurance Group
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
Kai Chu, Senior Compliance Analyst
Ontario Teachers’ Pension Plan, Canada
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
Charlotte Sneddon, Risk Information & Reporting Manager
Quilter, United Kingdom
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
Dirk Kaltschnee, Compliance Officer
Deka, Germany
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
Manoj Chopra, Head of Risk Services
Vontobel, Switzerland
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
Ben Battye, Chief Operations Officer
BennBridge, United Kingdom
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
Lynne Marchetti, Compliance Specialist
WCM Investment Management, United States
Our case studies
FundApps Develops Filing Manager with Client CCLFG
Connor, Clark & Lunn Financial Group finds success and efficiency through a product sponsorship with FundApps, creating a new service, Filing Manager.
Swiss Asset Manager
A Swiss asset manager with $132 billion AuM achieved efficiency and accuracy using FundApps' comprehensive rules package and central dashboard.
Chicago-Based Asset Manager
Chicago-based asset manager with $123 billion in assets under management saved time and money by switching to FundApps' cloud-based compliance service
Begin your journey with us
Discover how we can simplify your processes, unravel the complexities of outdated systems, and empower your compliance team with cost-effective frameworks.