Avoid reputational damage

Avoid reputational damage

tHE HOW | tHE HOW |

How it happens

The stakes are high, stakeholders are less forgiving and regulators across the globe are losing their patience. Increasingly authorities are turning to sanctions, fines or criminal charges and this can cause significant reputational damage.  

Reputational_Damage

Let's delve further

Given a lot of existing compliance monitoring and reporting frameworks are based on procedures of yesterday, legacy technology and manual operations, it is easy to see how it can happen. Add to this the challenge of understanding the nuances of a myriad of regulations that keep being added to, changed and updated and the complexity builds.

The best way to get on top, stay on top and prove you are on top is to automate compliance monitoring and reporting. Not all automation is created equal - FundApps software is a proven and our client roster and retention is impressive so you will be in good hands in a strong and active community of your peers. 

Reputational_Damage_2
who we are | who we are |

FundApps in a nutshell

We can scale: monitoring trillions of client AuM: from boutique hedge funds to sovereign wealth funds to investment banks.

We are many: our global and active Client Community provides access to 1000s of industry peers.

We have skills: a proven ability to interpret regulation, code rules intelligently and create software that works.

How do we help solve the problem? 

Our in-house expertise

We have a whole team of regulatory experts in-house who spend their working lives poring over regulations, interpreting the grey areas and listening to our client community and their real-life examples.

Our proven software

Our platform has a sophisticated rules engine, is always up-to-date with the latest regulations and is powered by the industry's most comprehensive and accurate dataset.

Our client after-care

Our Client Services team works hard to retain its CSAT score of 100% month in, month out. They do this through good project management, solid and fast implementations and a strong focus on first touch resolution. 

let's talk | let's talk |

Useful blogs to read

Hong Kong hedge fund fined HK$1.75mn by SFC for EU short selling breach

Hong Kong hedge fund fined HK$1.75mn by SFC for EU short selling breach

A Hong Kong hedge failed to make 155 notifications to the FCA and 153 disclosures to the public of its net short position in Premier Oil.

Applying Expertise Beyond Regulatory Guidance

Applying Expertise Beyond Regulatory Guidance

We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.

Vendor Risks Financial Institutions are Facing in 2022

Vendor Risks Financial Institutions are Facing in 2022

While having few vendors is logical, our blog provides some strong counter arguments as to why having a selection of strong vendors is the best way forward.

accreditations | accreditations |

Our accreditations

Ontario_Teachers_Pension

FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...

Kai Chu, Senior Compliance Analyst

Ontario Teachers’ Pension Plan, Canada

Quilter

FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.

Charlotte Sneddon, Risk Information & Reporting Manager

Quilter, United Kingdom

Deka

...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together. 

Dirk Kaltschnee, Compliance Officer

Deka, Germany

Vontobel

FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.

Manoj Chopra, Head of Risk Services

Vontobel, Switzerland

Bennbridge

The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.

Ben Battye, Chief Operations Officer

BennBridge, United Kingdom

WCM_Investment

...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.

Lynne Marchetti, Compliance Specialist

WCM Investment Management, United States

Dutch_Insurance

…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!

Vik D, Group Compliance Officer

Dutch Insurance Group

Testimonials | Testimonials |
Partners | Partners |

Our partners

Let's Talk | Let's Talk |

Our case studies

Canada’s biggest single-occupation pension fund

Canada’s biggest single-occupation pension fund

Learn how Canada's largest single-occupation pension fund improved their shareholding disclosure processes with the help of FundApps' automated service.

Canadian Asset Manager

Canadian Asset Manager

Canada’s largest privately-owned Asset Manager, established in 1982, uses FundApps’ Shareholding Disclosure service after frustrations with their previous processes.

BennBridge

BennBridge

BennBridge, a multi-boutique investment manager, found a seamless and reliable solution to manage global rule coverage and ensure compliance.

Let us shield you from any harm to your reputation