Avoid reputational damage
How it happens
The stakes are high, stakeholders are less forgiving and regulators across the globe are losing their patience. Increasingly authorities are turning to sanctions, fines or criminal charges and this can cause significant reputational damage.
Let's delve further
Given a lot of existing compliance monitoring and reporting frameworks are based on procedures of yesterday, legacy technology and manual operations, it is easy to see how it can happen. Add to this the challenge of understanding the nuances of a myriad of regulations that keep being added to, changed and updated and the complexity builds.
The best way to get on top, stay on top and prove you are on top is to automate compliance monitoring and reporting. Not all automation is created equal - FundApps software is a proven and our client roster and retention is impressive so you will be in good hands in a strong and active community of your peers.
What’s next for 13f-2?
SEC extends Form SHO filing deadline to February 2026 amid legal challenges, leaving investment managers with compliance uncertainties and new regulations to navigate in 2025.
Cheers to 2024, and Onwards to 2025
Reflecting on a successful 2024, FundApps celebrates growth, community engagement, and prepares for an even more transformative 2025 in compliance technology.
Senior Voices, Big Insights: Compliance LEADR 2024 in review
Highlights from Compliance LEADR 2024, where experts discussed the future of regulatory compliance at London’s Royal Lancaster Hotel.
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
Swiss Asset Manager
A Swiss asset manager with $132 billion AuM achieved efficiency and accuracy using FundApps' comprehensive rules package and central dashboard.
FundApps Develops Filing Manager with Client CCLFG
Connor, Clark & Lunn Financial Group finds success and efficiency through a product sponsorship with FundApps, creating a new service, Filing Manager.
Chicago-Based Asset Manager
Chicago-based asset manager with $123 billion in assets under management saved time and money by switching to FundApps' cloud-based compliance service