Wave goodbye to your questions and dive into FundApps SEC knowledge bank and the 13f-2 short selling rule. Purple and black hues in a wavelength

SEC Compliance Hub

Our automated 13f-2 solution simplifies monitoring and filing, with rules coded and live in the FundApps Shareholding Disclosure Platform to help ensure accurate reporting and avoid fines.

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13f-2: From rules to reporting

13f-2 rules are fully integrated into the FundApps Shareholding Disclosure Platform. They’ve been written, validated by our large community, and are already in place, with the threshold value automatically calculated using the client data we already have.

And with the XML schema for Form SHO seamlessly integrated into our platform, you can submit multiple forms to EDGAR with just a few clicks. Compliance? Check. Efficiency? Double-check. US short selling rules? Inside.

So, where exactly does FundApps fit into all of this?

The perfect data and spot-on submissions

With FundApps Shareholding Disclosure, you can effortlessly stay on top of regulations in over 100 jurisdictions related to beneficial ownership, short selling, and takeover panels. By automating the process, firms can easily manage growing disclosure volumes and remain adaptable to future compliance needs.

Shareholding Disclosure

One-click short selling disclosure

Simplify the global short selling disclosure process with just one click. Whether you're handling 10 or 100 disclosures, navigating various regulators can be a headache - it's time-consuming and prone to errors. FundApps Filing Manager guides you on what, when, and where to disclose, with direct submission to regulators.

Filing Manager

FAQs

What is the definition of "material" for purposes of 13G amendments?

 

Does the FundApps Shareholding Disclosure solution cover the 13G rule changes?

FundApps already covers the existing rules in our Shareholding Disclosure product. We're here to make sure compliance officers stay on top of their game, guiding them in monitoring their current positions according to the latest guidance. Plus, we're streamlining the process by automating the creation of the new machine-readable (XML) disclosure form for 13G. Get ready to enjoy all these updates as part of your Shareholding Disclosure subscription, without any extra charges. 

Shareholding Disclosure solution

Are cash-settled derivatives a must-report for QIIs and passive investors on forms 13D&G?

 

For the new 13f-2 rule, will non-US shorts be included?

 

SEC Hub resources

 

Webinars

SEC Changes: A 'short' update

Over 500 people joined our live webinar to dive deep into US short selling, and now you can catch it on demand! Curious about whether 13f-2 will be partially or fully vacated?

Watch the webinar here

SEC webinar: we brought in the pros for this one

Our webinar unpacks the new SEC regulatory reporting rules and changes. SEC, client, and in-house experts ran over some of the main points and fielded over 50 questions. Don't miss out on the action! 

Watch the webinar here

Blogs

SEC examination priorities: What they mean for Schedule 13D and 13G compliance
SEC Changes
4 mins

SEC examination priorities: What they mean for Schedule 13D and 13G compliance

The SEC’s examination priorities are putting new pressure on 13D and 13G compliance. This year's key enforcement and disclosure risks for compliance teams.

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Regulation in motion: Looking back at 2025 and preparing for 2026
SEC Changes
5 mins

Regulation in motion: Looking back at 2025 and preparing for 2026

A view on global regulation in 2026, covering SEC priorities, geopolitical risk, AI governance, and how compliance teams can prepare for rising complexity.

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SEC extends Rule 13f-2 and Form SHO compliance to 2028 (again)
SEC Changes
3 mins

SEC extends Rule 13f-2 and Form SHO compliance to 2028 (again)

The SEC has postponed Rule 13f-2 and Form SHO compliance to 2028. Learn what led to the delay after the Fifth Circuit remand and how managers should respond.

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Remember...

With 15 years of experience in this field, we have the expertise to ensure that the SEC changes have minimal impact on your operations and, most importantly, you can easily prove you are compliant.

Talk to us today