Position Limit Monitoring
Automate your monitoring across commodities, futures, and derivatives with built-in support for ESMA, CFTC, MiFID II, EMIR and more.
Access to clean, updated data
Automated data sourcing from the FIA Tech’s Databank, trading calendar data, direct exchange data and more to ensure access to up-to-date and accurate data.
Automated calculations
Our in-house regulatory experts interpret complex limit definitions, define the calculations and translate them into the rules that power our proven rules engine.
Pre-trade & Intra-day Monitoring
Pivot from post-trade monitoring to First Line of Defence with our outbound API that enables pre-trade/intraday position limit monitoring for the Front Office.
Interactive warning system
The ability to set up bespoke alerts to suit a variety of risk appetites ensures adequate warning of when positions are approaching limits.
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
SFC announces changes to Position Limit regime
The first changes to the SFC Position Limit Regime since 2017 take effect on 22 December 2023, altering four major requirements for investment managers.
Why Derivatives Limit Monitoring Needs Automation
Learn why derivatives limit monitoring needs automation & why a manual intervention process, takes an inordinate amount of effort to keep working effectively.
Peeling Back the Layers of Position Limits
Position Limits cover the purchase and trading of a broad set of derivatives across asset classes and instruments. Where did it all start?
