Blogs
Posts tagged with Position limits
SFC Announces Changes to Position Limit Regime
The first changes to the SFC Position Limit Regime since 2017 take effect on 22 December 2023, altering four major requirements for investment managers.
Why Derivatives Limit Monitoring Needs Automation
Any process that requires manual intervention to maintain, takes an inordinate amount of effort to keep working effectively.
Peeling Back the Layers of Position Limits
Position Limits cover the purchase and trading of a broad set of derivatives across asset classes and instruments. Where did it all start?
Position Limits keep vying for the compliance spotlight, and for good reason
Our latest blog focuses on how derivatives limit monitoring is still a moveable feast and needs to be kept on top of, highlighting changes in 2022.
Monitoring Position Limits with a Difference - The FundApps Way
An overview of FundApps vs. Competitors in the Position Limits monitoring space
CFTC clamps down on Position Limits violations
CFTC, the U.S derivatives markets regulator, issues large fine to Tyson Foods for violating position limits monitoring due to aggregation errors.
How are CFTC Position Limits calculated?
In the US, the CFTC makes provisions for the exchanges to set the specific position limits that can be accumulated by the market participant on their exchange.