Automated your monitoring with FundApps. FundApps Position Limits header. Pink dots

Regulatory exposure, continuously monitored.

Disclosure rules shift. Thresholds change. Portfolios grow across jurisdictions.

Compliance monitoring only works when the rules behind it can be trusted to be current - and the coverage broad enough to match where your portfolios actually operate.

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Alerts are only as
good as the rules behind them

Compliance teams face a compounding problem: rules change constantly, coverage gaps are hard to detect, and as firms grow into new jurisdictions or instruments, the scope of obligations expands with them. The result is monitoring that generates uncertainty rather than confidence.

Rules that fall out of date

Without a dedicated resource maintaining rule logic as regimes evolve, every alert becomes a starting point for investigation rather than a trigger for action. Teams spend time validating outputs instead of acting on them.

Coverage that can’t keep pace

Disclosure regimes differ across jurisdictions. Thresholds change.The internal effort required to interpret, code and maintain accurate, up-to-date monitoring grows alongside regulatory complexity.

Complexity without control

As firms win new clients, expand into new strategies and enter new markets, the scope of what needs to be monitored grows with it. Every new portfolio, mandate or jurisdiction brings new obligations - and the internal effort required to maintain coverage across all of them compounds quickly.

How it works

Rules you can trust. Coverage that scales.

The monitoring suite is built around a single principle: compliance teams should only need to act when an alert genuinely requires it. That starts with rule quality - and extends to infrastructure that keeps it current.

Rules management: Every rule is coded, validated, and continuously updated by an in-house regulatory team. When an alert triggers, compliance teams can trust that it reflects current regulatory requirements. No uncertainty about whether the underlying logic is accurate.

Global coverage: Disclosure regimes, ownership thresholds, and position limits across 100+ jurisdictions, maintained centrally and accessible from one place. As portfolios expand across markets and asset classes, coverage expands with them without adding tools or regional processes.

Scalable platform: As firms expand into new jurisdictions and trading areas, compliance needs to keep pace without adding headcount or rebuilding internal processes. With FundApps' monitoring expertise at your disposal, scaling the business means scaling coverage, not scaling the team.

Monitoring diagram

What teams can monitor with FundApps

Each monitoring product is backed by the same in-house rule validation and jurisdictional coverage - available individually or as part of a connected compliance programme.

Sanctions (1)-1

Sanctions

Reverse CFIUS (1)-1

Reverse CFIUS

Poison Pill@3x

Poison Pills

What compliance teams ask us

Does FundApps handle regulatory changes for us?

FundApps manages all regulatory updates on behalf of its clients. Our in-house Regulatory Team monitors developments, interprets changes, and implements new or revised rules as required. Each update is rigorously tested using roughly 3,000 automated tests and a structured multi-review process to ensure accuracy and stability. Once validated, updates are deployed to client environments for review ahead of going live, providing transparency and control, and always ahead of the effective deadline.
 
FundApps has a strong track record of delivering under tight timelines. For larger changes, such as proposed SEC amendments to Sections 13D, 13G, and 13F, the team prepares in advance to ensure readiness. FundApps has never missed a regulatory implementation deadline.

Where can I see the underlying positions that are triggering this result?

Every position submitted to FundApps is assessed against our full global regulatory coverage to determine whether it is in scope and, if so, the relevant exposure based on applicable requirements. Regardless of position size, FundApps provides full visibility into the underlying data driving each result.
 
Each result includes a dedicated details page, giving clients a clear view of the key factors behind the outcome. This includes the relevant regulation, total percentage exposure, filing obligation status, and all underlying positions contributing to the calculation. Each asset is presented with its associated data, such as quantity and denominator, and can be filtered in multiple ways to support efficient review.

How does FundApps help with filings?

Beyond monitoring, FundApps supports the automated production of over 200 disclosure forms, generated in the exact format required by each jurisdiction. 
Files can be downloaded in XML, Excel, or Word format and edited as needed. Where disclosures are submitted by email, pre-populated templates are available within the platform, and for regulator portals, direct links are embedded in the interface. FundApps also offers direct integrations with 10 jurisdictions through its Filing Manager service, enabling clients to submit filings to regulators without leaving the system.

What segment of investment managers use the FundApps platform?

FundApps serves a broad range of investment managers, from hedge funds and traditional asset managers to quantitative and multi-manager platforms, helping firms manage global regulatory requirements and compliance risks. With more than 350 clients, ranging in size from $25mn to $2tn in assets under management, FundApps has worked with a wide variety of managers.

The FundApps difference

Monitoring + Reporting + Data
Monitoring within a connected compliance platform

Monitoring is most effective when it operates within a connected compliance ecosystem. FundApps brings together Data, Monitoring, and Reporting within a shared platform so regulatory exposure, regulatory calculations, and reporting workflows operate from the same foundation.

A unified data architecture allows firms to provide data once and make it immediately available across compliance processes. Monitoring identifies regulatory exposure across portfolios, while reporting workflows can use the same data and regulatory logic to prepare disclosures and filings when obligations arise. The result is a more connected compliance workflow that reduces duplication, improves oversight, and strengthens confidence in regulatory outcomes.

100+ jurisdictions covered

850+ pre-coded rules globally

350+ clients

$30tn in AuM monitored

Never miss a regulatory obligation again

Trusted rules, continuous monitoring, and coverage that scales as you grow - without scaling the team to match.

Speak to the monitoring team