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Countdown to MiFID II

MiFID II - Position Limits Monitoring & Reporting

What does MiFID II mean for Commodity Market Participants? The devil is in the detail. With less than 100 days to go, the industry is still seeking clarification on numerous aspects of position limits under MiFID II. Talk to us, we can help!


A Guide To our MiFID II Service Download our Whitepaper
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Compliance Made Simple

We combine regulatory expertise with innovative technology, to provide automated compliance services to financial institutions across the globe.

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Expert Community

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Automated Monitoring

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Instant Updates

OUR Services

FundApps monitors and reacts to regulatory change, to provide automated monitoring services that alert users to issues via an intuitive web interface. We provide services to automate some of the most complex tasks in financial compliance.

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Shareholding disclosure

We automate the monitoring of disclosure requirements such as major shareholding (including 13F), short selling, takeover panels, industry limits, issuer limits and requests, and more.

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Form 13F EDGAR Filings

Our 13F filing service prepares Form 13F filings according to the EDGAR XML Technical Specifications and ready for submission via the EDGAR OnlineForms/ XML Website.

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POSITION LIMITS

We monitor positions against exchange-imposed limits from around the world, sourcing regulatory data to increase accuracy and expedite limit warnings.

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INVESTMENT RESTRICTIONS

We assess compliance against UCITS, AIFMD, 1940 Act and more, including all rules such as issuer, counterparty and leverage restrictions.

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