ASIC Filing Manager: New ASIC Short Reporting Integration
    New Client Case Study: Find out why this Chicago-based asset manager moved to a cloud-based service

    New partnership: Broadridge Integrates FundApps' Automated Compliance Solution

    New client: German-based asset manager has selected FundApps' Shareholding Disclosure service

    Compliance
    made simple

    We help investment managers harness the power of community and technology to automate regulatory compliance.

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    Our regulatory services

    Shareholding_Disclosure

    Shareholding
    Disclosure

    Automated monitoring of disclosure requirements for major shareholding, short selling and takeover panels.

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    FundApps' Sensitive Industries logo

    Sensitive
    Industries

    Automated monitoring of regulatory thresholds for sensitive industries and foreign ownership.

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    FundApps' Position Limits logo

    Position
    Limits

    Automated monitoring of exchange limits for CFTC and MiFID II on positions held in derivative contracts.

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    The FundApps Advantage

    As the first Compliance-as-a-Service (CaaS) company, we make compliance simple through an innovative business model, which combines web-based technology, regulatory expertise, market data and the unique FundApps Community.

    Our service helps 100+ of the world’s largest financial institutions avoid fines and reputational damage, prove adherence to regulation and manage disclosures efficiently.

    Everyday, our service monitors a collective US$13+ trillion in assets under management on behalf of clients ranging from US$50 million Hedge Funds to the largest Sovereign Wealth Fund in the world.The ongoing success of our regulatory services is underpinned by a powerful RegTech quintet:

    1. The Engine

    Capable of driving regulatory checks across complex company aggregation structures for millions of underlying assets; the engine automates post-trade disclosure and limit monitoring and delivers compliance results in an intuitive user-interface.
    FundApps Engine

    2. The Rules

    A powerful and flexible proprietary rule language allows us to capture subtle nuances and model any asset type to accurately reflect the latest changes in regulation. As the most widely used ruleset in the industry for Shareholding Disclosure and Sensitive Industries, users benefit from one shared regulatory standard.

     

    FundApps' Rule Package

    3. Market Data

    Regulatory and market data is brought together from multiple disparate sources to support rule checks and user enquiry.
    FundApps' Market Data

    4. Community

    We support access to 1000+ industry peers across 20 countries who work to share knowledge and expertise realising greater business efficiency and regulatory compliance.
    The FundApps Community

    The Fifth Member of The Band

    Our dedicated team of "Regsperts" work as members of the Content team to tirelessly interpret regulation and code rules, or as dedicated Client Success Managers who provide expert guidance and support.
    The Fifth Member

    Affiliations we are proud of

    Deloitte logo
    world economic forum logo
    Future Fifty logo
    IA Fintech Member logo
    AIMA logo
    AWS logo

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    © 2021 FundApps Ltd,
    all rights reserved
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     Contact us

    LONDON
    OFFICE

    114-116 Curtain Road, London EC2A 3AH, UK

    Main: +44 20 3286 6978
    Sales: +44 20 3637 4997
    Support: +44 20 3637 2177

    NEW YORK
    OFFICE

    115 Broadway, New York 10006, USA

    Main: +1 646 982 1494
    Sales: +1 646 934 6715
    Support: +1 646 982 1436

    SINGAPORE OFFICE

    #02-11, 13 Stamford Road, 178905, Singapore

    Main: +65 6978 3848
    Sales: +65 6978 3148
    Support: +65 6978 3149

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