Automated monitoring of disclosure requirements for major shareholding, short selling and takeover panels.
Automated monitoring of regulatory thresholds for sensitive industries and foreign ownership.
As the first Compliance-as-a-Service (CaaS) company, we make compliance simple through an innovative business model, which combines web-based technology, regulatory expertise, market data and the unique FundApps Community.
Our service helps 100+ of the world’s largest financial institutions avoid fines and reputational damage, prove adherence to regulation and manage disclosures efficiently.
Everyday, our service monitors a collective US$13+ trillion in assets under management on behalf of clients ranging from US$50 million Hedge Funds to the largest Sovereign Wealth Fund in the world.The ongoing success of our regulatory services is underpinned by a powerful RegTech quintet: