FundApps monitors and reacts to regulatory change, to provide automated monitoring services that alert users to issues via an intuitive web interface. We provide services to automate some of the most complex tasks in financial compliance.
We automate the monitoring of disclosure requirements such as major shareholding, 13F reporting, short selling, takeover panels, issuer limits and requests.
We monitor positions against exchange-imposed limits (including MiFID II and the US CFTC), sourcing regulatory data to increase accuracy and expedite limit warnings.
We monitor disclosure thresholds in "sensitive" industries. Including pre-approval and post-notification limit monitoring, and hard-stop and issuer-specific limits.