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Compliance Made Simple

We help investment managers harness the power of community & technology to automate regulatory compliance

platform

PLATFORM

rules

RULES

market data

MARKET DATA

community

COMMUNITY

Our Services

FundApps monitors and reacts to regulatory change, to provide automated monitoring services that alert users to issues via an intuitive web interface. We provide services to automate some of the most complex tasks in financial compliance.



Shareholding_Disclosure

SHAREHOLDING
DISCLOSURE

We automate the monitoring of disclosure requirements such as major shareholding, 13F reporting, short selling, takeover panels, issuer limits and requests.

Position_Limits

POSITION
LIMITS

We monitor positions against exchange-imposed limits (including MiFID II and the US CFTC), sourcing regulatory data to increase accuracy and expedite limit warnings.

Sensitive_Industries

Sensitive
Industries

We monitor disclosure thresholds in "sensitive" industries. Including pre-approval and post-notification limit monitoring, and hard-stop and issuer-specific limits.

Resources

Accolades and Memberships

Deloitte.png Wired.png WorldEconomicForum.png Future50.png Fintech50-2017.png IA Fintech Member Landscape.jpg AIMA Member