We help investment managers harness the power of community and technology to automate regulatory compliance.
Our regulatory services
Shareholding Disclosure
Automated monitoring of disclosure requirements for major shareholding, short selling and takeover panels.
Sensitive Industries
Automated monitoring of regulatory thresholds for sensitive industries and foreign ownership.
Position Limits
Automated monitoring of exchange limits for CFTC and MiFID II on positions held in derivative contracts.
The FundApps Advantage
As the first Compliance-as-a-Service (CaaS) company, we make compliance simple through an innovative business model, which combines web-based technology, regulatory expertise, market data and the unique FundApps Community.
Our service helps 100+ of the world’s largest financial institutions avoid fines and reputational damage, prove adherence to regulation and manage disclosures efficiently.
Everyday, our service monitors a collective US$12+ trillion in assets under management on behalf of clients ranging from US$50 million Hedge Funds to the largest Sovereign Wealth Fund in the world.The ongoing success of our regulatory services is underpinned by a powerful RegTech quintet:
1. The Engine
Capable of driving regulatory checks across complex company aggregation structures for millions of underlying assets; the engine automates post-trade disclosure and limit monitoring and delivers compliance results in an intuitive user-interface.
2. The Rules
A powerful and flexible proprietary rule language allows us to capture subtle nuances and model any asset type to accurately reflect the latest changes in regulation. As the most widely used ruleset in the industry for Shareholding Disclosure and Sensitive Industries, users benefit from one shared regulatory standard.
3. Market Data
Regulatory and market data is brought together from multiple disparate sources to support rule checks and user enquiry.
4. Community
We support access to 1000+ industry peers across 20 countries who work to share knowledge and expertise realising greater business efficiency and regulatory compliance.
The Fifth Member of The Band
Our dedicated team of "Regsperts" work as members of the Content team to tirelessly interpret regulation and code rules, or as dedicated Client Success Managers who provide expert guidance and support.
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