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Compliance Made Simple

We combine regulatory expertise with innovative technology, to provide automated compliance services to financial institutions across the globe

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Expert Community

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Automated Monitoring

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Instant Updates

OUR Services

FundApps monitors and reacts to regulatory change, to provide automated monitoring services that alert users to issues via an intuitive web interface. We provide services to automate some of the most complex tasks in financial compliance.

FundApps_ShareholdingDisclosure

Shareholding disclosure

We automate the monitoring of disclosure requirements such as major shareholding, short selling, takeover panels, industry limits, issuer limits and requests, and more.

FundApps_13F Filings Services

Form 13F EDGAR Filings

Our 13F filing service prepares Form 13F filings according to the EDGAR XML Technical Specifications and ready for submission via the EDGAR OnlineForms/ XML Website.

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POSITION LIMITS

We monitor positions against exchange-imposed limits from around the world, sourcing regulatory data to increase accuracy and expedite limit warnings.

FundApps_Investment Restrictions

INVESTMENT RESTRICTIONS

We assess compliance against UCITS, AIFMD, 1940 Act and more, including all rules such as issuer, counterparty and leverage restrictions.

Resources

Accolades and Recognitions