FundApps monitors and reacts to regulatory change, to provide automated monitoring services that alert users to issues via an intuitive web interface. We provide services to automate some of the most complex tasks in financial compliance.
We automate the monitoring of disclosure requirements such as major shareholding (including 13F), short selling, takeover panels, industry limits, issuer limits and requests, and more.
Our 13F filing service prepares Form 13F filings according to the EDGAR XML Technical Specifications and ready for submission via the EDGAR OnlineForms/ XML Website.
We monitor positions against exchange-imposed limits from around the world, sourcing regulatory data to increase accuracy and expedite limit warnings.
We assess compliance against UCITS, AIFMD, 1940 Act and more, including all rules such as issuer, counterparty and leverage restrictions.