Podcast & Webinars
Let's Talk: podcast sponsored by FundApps
We're taking a bigger view of what it means to future-proof financial services through a triple bottom line lens - people, business and planet. Now more than ever, the industry is having to challenge itself to do better and to be better.
Let's Talk SEC Changes: A 'short' update
Missed our live webinar on US short selling? No problem! Over 500 people joined, but you can still catch it on demand to find out if 13f-2 will be partially or fully vacated. We’ve been following this closely, and with expert insights, we break it all down for you.
SEC webinars
Let's Talk SEC Disclosure Changes
Short timelines, recurring filings plus a global set of regulators that each play by their own rules and timelines, makes for an ever changing web. Hear about the latest changes in short selling rules in APAC and the UK, what automation can be brought to the processes and learn how they impact you.
SEC proposed changes to Section 13D - G (pre SEC announcement)
In this FundApps webinar, our panel of experts discussed the proposed amendments to SEC Section 13D-G reporting. With representatives from one of the world's leading hedge funds and fund services providers, we dissect the SEC's decision to extend the comment period, answer questions, and consider similar patterns across other proposed US rules.
LEADR webinars
Aggregation: Why it needs more compliance attention
Aggregation is one of 5 key pillars of the LEADR Shareholding Disclosure framework. The depth and breadth of its obligations are often underestimated. But its importance in surveillance and reporting can't be overstated.
Explore how an increased focus on aggregation can transform your compliance workflow, reduce the margin for error, and boost your regulatory standing across jurisdictions.
Let's Talk: Data
In the rush to automate shareholding disclosure, there’s something that’s being overlooked: data. In an arena where errors can lead to severe legal and financial repercussions, the importance of having the right data, and using it in the right way, cannot be overstated.
Listen in to this Let’s Talk webinar to discover why a well-defined data strategy puts you ahead when it comes to streamlining processes, reducing errors, and ensuring timely compliance.
Region: Getting regulatory reporting right in new markets
We dive into Region—a crucial element of the LEADR Shareholding Disclosure framework. Discover why having a solid understanding of local laws and regulations is key when venturing into new markets. Get all the info you need in this webinar.
More webinars
Automating short selling disclosure
Short timelines, recurring filings plus a global set of regulators that each play by their own rules and timelines, makes for an ever changing web. Hear about the latest changes in short selling rules in APAC and the UK, what automation can be brought to the processes and learn how they impact you.
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
Vik D, Group Compliance Officer
Dutch Insurance Group
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
Kai Chu, Senior Compliance Analyst
Ontario Teachers’ Pension Plan, Canada
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
Charlotte Sneddon, Risk Information & Reporting Manager
Quilter, United Kingdom
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
Dirk Kaltschnee, Compliance Officer
Deka, Germany
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
Manoj Chopra, Head of Risk Services
Vontobel, Switzerland
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
Ben Battye, Chief Operations Officer
BennBridge, United Kingdom
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
Lynne Marchetti, Compliance Specialist
WCM Investment Management, United States
Check out our latest blogs
US Short Selling: will 13f-2 be partially or completely vacated?
Join FundApps’ expert panel webinar on Oct 22 2024, to discuss SEC short selling rules and hear Andy Haldane speak at Compliance LEADR in November.
When Sensitive Industries contains more Known Unknowns than Known Knowns
Understanding the complexities of Sensitive Industries regulations worldwide is crucial for compliance teams. Explore the challenges and solutions in navigating this ...
Would you make the cut with your Sensitive Industries knowledge?
Dive into the cultural influences and intricacies of the Olympic Games, which have parallels with Sensitive Industries in terms of dominant countries and diverse qualifying ...