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Podcast & Webinars

Let's Talk: podcast sponsored by FundApps

We're taking a bigger view of what it means to future-proof financial services through a triple bottom line lens - people, business and planet. Now more than ever, the industry is having to challenge itself to do better and to be better.

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Save the date: May 23, 3PM BST

We'll be diving into Region—a crucial element of the LEADR Shareholding Disclosure framework. Discover why having a solid understanding of local laws and regulations is key when venturing into new markets.

Why aggregation needs more compliance attention

Aggregation is one of 5 key pillars of the LEADR Shareholding Disclosure framework. The depth and breadth of its obligations are often underestimated. But its importance in surveillance and reporting can't be overstated.

Join us for our the first webinar in our Let’s Talk: LEADR series to explore how an increased focus on aggregation can transform your compliance workflow, reduce the margin for error, and boost your regulatory standing across jurisdictions.

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Let's Talk SEC Disclosure Changes

Short timelines, recurring filings plus a global set of regulators that each play by their own rules and timelines, makes for an ever changing web. Hear about the latest changes in short selling rules in APAC and the UK, what automation can be brought to the processes and learn how they impact you.

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SEC proposed changes to Section 13D - G (pre SEC announcement)

In this FundApps webinar, our panel of experts discussed the proposed amendments to SEC Section 13D-G reporting. With representatives from one of the world's leading hedge funds and fund services providers, we dissect the SEC's decision to extend the comment period, answer questions, and consider similar patterns across other proposed US rules.

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Let's Talk: Data

In the rush to automate shareholding disclosure, there’s something that’s being overlooked: data. In an arena where errors can lead to severe legal and financial repercussions, the importance of having the right data, and using it in the right way, cannot be overstated.

Listen in to this Let’s Talk webinar to discover why a well-defined data strategy puts you ahead when it comes to streamlining processes, reducing errors, and ensuring timely compliance.

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Automating short selling disclosure

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Chairs facing a lake and trees. FundApps help some of the largest pension fund companies to keep on top of sensitive disclosure requirements

FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...

Kai Chu, Senior Compliance Analyst

Ontario Teachers’ Pension Plan, Canada

FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.

Charlotte Sneddon, Risk Information & Reporting Manager

Quilter, United Kingdom

...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.

Dirk Kaltschnee, Compliance Officer

Deka, Germany

FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.

Manoj Chopra, Head of Risk Services

Vontobel, Switzerland

The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.

Ben Battye, Chief Operations Officer

BennBridge, United Kingdom

Blue waves on a sandy beach. Relax with FundApps, as we help investment management firms to find solutions to make disclosure processes seamless.

...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.

Lynne Marchetti, Compliance Specialist

WCM Investment Management, United States

At FundApps we ride the extra mile, helping financial service companies with our automated solutions. Man biking under pink blossom trees.

…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!

Vik D, Group Compliance Officer

Dutch Insurance Group

Why the compliance challenge of aggregation is often underestimated

LEADR

5 mins

Why the compliance challenge of aggregation is often underestimated

Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.

The new US short selling rules: what’s going to be difficult for compliance officers?

SEC Changes

4 mins

The new US short selling rules: what’s going to be difficult for compliance officers?

New US short selling rules bring challenges for compliance officers: expanded reporting, XML filings, issuer thresholds, and daily position tracking.

Where Data Gets Your Shareholding Disclosure Wrong

LEADR

6 mins

Where Data Gets Your Shareholding Disclosure Wrong

Discover the importance of data in shareholding disclosure and how it serves as the foundational pillar for compliance.