Blogs
Posts tagged with Regulatory Perspective
ASIC finalises beneficial ownership disclosure rules: what changed, and what managers can expect
ASIC has finalised the rules for Australia's substantial holding regime. What changed from the draft, and what managers need to know before December 2026.
The UK's new position limits regime: what changes on 6 July
The FCA is replacing its MiFID II-derived position limits framework with a new exchange-led model. Here's what firms need to know before 6 July.
Stuck in the middle with you: Meta, Manus and the new reality of cross border tech deals
The Meta-Manus deal looked clean on paper. It wasn't. Here's what that means for compliance teams monitoring sensitive technology exposure.
Why we're pushing back on ASIC's tech assumptions
ASIC is deciding how Australia's new shareholding disclosure laws get implemented. FundApps explains how that choice has real consequences for global compliance teams.
FundApps' response to CP 387
FundApps responds to ASIC CP 387, making the case for structured, machine-readable disclosure formats that serve transparency without sacrificing accessibility.
SEC examination priorities: What they mean for Schedule 13D and 13G compliance
The SEC’s examination priorities are putting new pressure on 13D and 13G compliance. This year's key enforcement and disclosure risks for compliance teams.
Sanctions Lists: Necessary, but not enough
Sanctions lists are only the start. Learn how timely data, automation, and execution help firms reduce sanctions risk and respond to regulatory change faster.
The 50 Percent Rule: When one rule becomes many
How the 50 percent rule exposes where sanctions monitoring breaks down, from manual aggregation and static data to jurisdictional blind spots.
Regulation in motion: Looking back at 2025 and preparing for 2026
A view on global regulation in 2026, covering SEC priorities, geopolitical risk, AI governance, and how compliance teams can prepare for rising complexity.