Blogs
So you want to trade in a new jurisdiction?
Entering a new jurisdiction triggers a sequence of obligations. Here's what needs to be in place before trade one, and what it looks like when it isn't.
Recent blogs
So you want to trade in a new jurisdiction?
Entering a new jurisdiction triggers a sequence of obligations. Here's what needs to be in place before trade one, and what it looks like when it isn't.
Three problem areas growing funds aren't watching closely enough
Sanctioned ETF issuers, multi-jurisdictional disclosures, and two UK regulatory shifts within a week - why compliance gaps catch investment teams off guard more often than ...
Sensitive industry monitoring: four markets, four different problems
Sensitive industry rules are a separate obligation. Here's what that looks like across four markets.
The UK's new position limits regime: what changes on 6 July
The FCA is replacing its MiFID II-derived position limits framework with a new exchange-led model. Here's what firms need to know before 6 July.
Stuck in the middle with you: Meta, Manus and the new reality of cross border tech deals
The Meta-Manus deal looked clean on paper. It wasn't. Here's what that means for compliance teams monitoring sensitive technology exposure.
Why we're pushing back on ASIC's tech assumptions
ASIC is deciding how Australia's new shareholding disclosure laws get implemented. FundApps explains how that choice has real consequences for global compliance teams.
FundApps' response to CP 387
FundApps responds to ASIC CP 387, making the case for structured, machine-readable disclosure formats that serve transparency without sacrificing accessibility.
A new era of sanctions enforcement
Sanctions enforcement has changed. Regulators now ask a tougher question: should firms have detected the risk before the breach happened?
Why 'data-only' Shareholding Disclosure fails the defensibility test
A data-only approach leaves shareholding disclosure exposed to defensibility gaps. Here’s why data alone won’t stand up to scrutiny.