FundApps' letter to His Majesty’s Treasury (HMT) after a call for evidence was issued to improve the UK’s Short Selling Regulation (SSR).
Delegation is common practice in investment management, especially for endowments and pensions. Unfortunately, it is not as simple as it seems.
The Global Industry Classification Standard is changing 17 March 2023, and investment management companies will need to reflect changes to stay compliant.
Our latest blog focuses on how derivatives limit monitoring is still a moveable feast and needs to be kept on top of, highlighting changes in 2022.
We've summarised a few magical moments and the behind-the-scenes effort that goes into hosting our in-person events that make it all worth it.
A Hong Kong hedge failed to make 155 notifications to the FCA and 153 disclosures to the public of its net short position in Premier Oil.
Our AMER client conference included innovative workshops, interactive sessions and an opportunity to connect to the fellow compliance professionals.
On 10 August 2022, the SEC voted 3-2 to propose amendments to Form PF (‘the Form’).
In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive.