Blogs

SEC: Changes to Private Fund Reporting for US Investment Advisers

SEC: Changes to Private Fund Reporting for US Investment Advisers

On 10 August 2022, the SEC voted 3-2 to propose amendments to Form PF (‘the Form’).

The EU’s MiCA - the ‘Mini-MiFID’

The EU’s MiCA - the ‘Mini-MiFID’

In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive. 

Applying Expertise Beyond Regulatory Guidance

Applying Expertise Beyond Regulatory Guidance

We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.

Vendor Risks Financial Institutions are Facing in 2022

Vendor Risks Financial Institutions are Facing in 2022

While having few vendors is logical, our blog provides some strong counter arguments as to why having a selection of strong vendors is the best way forward.

I could hire somebody for that!

I could hire somebody for that!

FundApps CEO, Andrew White, responds to the often heard, 'We can hire someobody for that!' objection.

International Women’s Day 2022

International Women’s Day 2022

International Women's Day 2022 at FundApps

SEC Proposes Changes to Section 13 and Short Sale Requirements

SEC Proposes Changes to Section 13 and Short Sale Requirements

Dave Polonsky gives a run through of the new, proposed changes to beneficial ownership and short-selling reporting by the SEC.

SEC Proposes Short Sale Disclosure Rule

SEC Proposes Short Sale Disclosure Rule

The Securities and Exchange Commission proposed new Rule 13f-2 to increase market transparency regarding short selling.

Monitoring Position Limits with a Difference - The FundApps Way

Monitoring Position Limits with a Difference - The FundApps Way

An overview of FundApps vs. Competitors in the Position Limits monitoring space