Blogs
SEC: Changes to Private Fund Reporting for US Investment Advisers
On 10 August 2022, the SEC voted 3-2 to propose amendments to Form PF (‘the Form’).
The EU’s MiCA - the ‘Mini-MiFID’
In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive.
Applying Expertise Beyond Regulatory Guidance
We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.
Vendor Risks Financial Institutions are Facing in 2022
While having few vendors is logical, our blog provides some strong counter arguments as to why having a selection of strong vendors is the best way forward.
I could hire somebody for that!
FundApps CEO, Andrew White, responds to the often heard, 'We can hire someobody for that!' objection.
SEC Proposes Changes to Section 13 and Short Sale Requirements
Dave Polonsky gives a run through of the new, proposed changes to beneficial ownership and short-selling reporting by the SEC.
SEC Proposes Short Sale Disclosure Rule
The Securities and Exchange Commission proposed new Rule 13f-2 to increase market transparency regarding short selling.
Monitoring Position Limits with a Difference - The FundApps Way
An overview of FundApps vs. Competitors in the Position Limits monitoring space