Blogs

SEC: Changes to Private Fund Reporting for US Investment Advisers

SEC: Changes to Private Fund Reporting for US Investment Advisers

On 10 August 2022, the SEC voted 3-2 to propose amendments to Form PF (‘the Form’).

The EU’s MiCA - the ‘Mini-MiFID’

The EU’s MiCA - the ‘Mini-MiFID’

In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive. 

Applying Expertise Beyond Regulatory Guidance

Applying Expertise Beyond Regulatory Guidance

We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.

Vendor Risks Financial Institutions are Facing in 2022

Vendor Risks Financial Institutions are Facing in 2022

While having few vendors is logical, our blog provides some strong counter arguments as to why having a selection of strong vendors is the best way forward.

Hiring People vs. Utilising Automated Software | FundApps

Hiring People vs. Utilising Automated Software | FundApps

Find out what our FundApps CEO Andrew White thinks about hiring people versus using automated software, weighing up the pros and cons of both of these options.

International Women’s Day 2022

International Women’s Day 2022

Learn how FundApps is making progress towards gender diversity and inclusion on International Women's Day 2022.

Changes to Section 13 & Short Sale Requirements | FundApps

Changes to Section 13 & Short Sale Requirements | FundApps

Discover more about the new, proposed changes to Section 13 and the beneficial ownership and short-selling by the SEC from head of FundApps North America.

SEC Proposes Short Sale Disclosure Rule | FundApps

SEC Proposes Short Sale Disclosure Rule | FundApps

Learn about how the Securities and Exchange Commission have proposed a new Rule 13f-2 that will increase market transparency regarding short selling.

Monitoring Position Limits with a Difference - The FundApps Way

Monitoring Position Limits with a Difference - The FundApps Way

An overview of FundApps vs. Competitors in the Position Limits monitoring space