Blogs

Posts tagged with Leadr
Why the compliance challenge of aggregation is often underestimated

Why the compliance challenge of aggregation is often underestimated

Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.

Where Data Gets Your Shareholding Disclosure Wrong

Where Data Gets Your Shareholding Disclosure Wrong

Discover the importance of data in shareholding disclosure and how it serves as the foundational pillar for compliance.

LEADR: 5 Pillars of Shareholding Disclosure | FundApps

LEADR: 5 Pillars of Shareholding Disclosure | FundApps

Introducing LEADR, a framework to assess your systems and processes for monitoring and reporting beneficial ownership. Discover this new piece of technology.

Why (proper) shareholding disclosure doesn't end at delegation

Why (proper) shareholding disclosure doesn't end at delegation

Delegation is common practice in investment management, especially for endowments and pensions. Unfortunately, it is not as simple as it seems.

The EU’s MiCA - the ‘Mini-MiFID’

The EU’s MiCA - the ‘Mini-MiFID’

In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive. 

Applying Expertise Beyond Regulatory Guidance

Applying Expertise Beyond Regulatory Guidance

We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.

Product Update: The ‘Florange Law’ and Double Voting Rights

Product Update: The ‘Florange Law’ and Double Voting Rights

FundApps has introduced new functionality making it possible to automatically calculate the adjustment to voting rights derived from the Florange Law.

How to Navigate The Japanese Shareholding Regime

How to Navigate The Japanese Shareholding Regime

How to navigate the Japanese shareholding regime - we highlight some of the potential pitfalls of which a compliance professional should be aware.

From The Content Team: The ‘Florange Law’ and Double Voting Rights

From The Content Team: The ‘Florange Law’ and Double Voting Rights

In early 2014 the French government brought into force ‘The Florange Act’, with its biggest impact being on the ‘one share is equal to one vote’ principle.