Blogs
Posts tagged with Leadr
Why the compliance challenge of aggregation is often underestimated
Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.
Where Data Gets Your Shareholding Disclosure Wrong
Discover the importance of data in shareholding disclosure and how it serves as the foundational pillar for compliance.
LEADR: Shareholding Disclosure's 5 Pillars
Introducing LEADR, a framework to assess your systems and processes for monitoring and reporting beneficial ownership.
Why (proper) shareholding disclosure doesn't end at delegation
Delegation is common practice in investment management, especially for endowments and pensions. Unfortunately, it is not as simple as it seems.
The EU’s MiCA - the ‘Mini-MiFID’
In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive.
Applying Expertise Beyond Regulatory Guidance
We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.
Product Update: The ‘Florange Law’ and Double Voting Rights
FundApps has introduced new functionality making it possible to automatically calculate the adjustment to voting rights derived from the Florange Law.
How to Navigate The Japanese Shareholding Regime
How to navigate the Japanese shareholding regime - we highlight some of the potential pitfalls of which a compliance professional should be aware.
From The Content Team: The ‘Florange Law’ and Double Voting Rights
In early 2014 the French government brought into force ‘The Florange Act’, with its biggest impact being on the ‘one share is equal to one vote’ principle.