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Posts tagged with SEC Changes
Changes to Section 13 & Short Sale Requirements | FundApps

Changes to Section 13 & Short Sale Requirements | FundApps

Discover more about the new, proposed changes to Section 13 and the beneficial ownership and short-selling by the SEC from head of FundApps North America.

SEC Proposes Short Sale Disclosure Rule | FundApps

SEC Proposes Short Sale Disclosure Rule | FundApps

Learn about how the Securities and Exchange Commission have proposed a new Rule 13f-2 that will increase market transparency regarding short selling.

SPACs and what you need to disclose under Section 13 of the SEA

SPACs and what you need to disclose under Section 13 of the SEA

Special Purpose Acquisition Companies are on the rise, but data providers won't provide reporting under Section 13 of the Securities and Exchange Act of 1934.