Sensitive Industries Monitoring
Helping you stay on the right side of investment restrictions.
Industry-specific legal & regulatory data
We use Global Industry Classification Standard (GICS) codes and industry-specific legislation from our legal information provider aosphere.
Automated monitoring
Users are alerted via email with a daily snapshot of monitoring results and can interrogate them further in a single dashboard with embedded workflow, audit trail and more.
Results API
Calculation of how much can be traded in an issuers before reaching the next reportable threshold. Plus optional OMS integration connecting Compliance and Front Office teams.
Safely navigate obscure regulation
Whether it is waterfalls in Norway or Buddha casts and monk alms bowls in Thailand, we've got you covered.
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
When Sensitive Industries contains more Known Unknowns than Known Knowns
Explore the challenges and solutions of navigating the intricate landscape of Sensitive Industries, and gain a deeper understanding of the complexities.
Would you make the cut with your Sensitive Industries knowledge?
The Olympics have parallels with Sensitive Industries in terms of dominant countries & diverse qualifying criteria. If it was a sport, would you make the cut?
GICS Changes in March to Impact Sensitive Industries Monitoring
The Global Industry Classification Standard is changing 17 March 2023, and investment management companies will need to reflect changes to stay compliant.
