Avoid regulatory fines & reputational damage
Decommission error-prone internal systems
Cut dependency & cost of external counsel
Get rid of inadequate third party solutions
Retire confusing reports - everything in one place
Rule set used by the world's largest Asset Managers
Bulgaria applies a 1% notification threshold in insurance companies while Greece applies a 1% threshold in media companies and a 10% threshold for insurance companies.
Foreign ownership restrictions exist in certain industries. For example, in Denmark the limitation on foreign ownership of Defence is 59% for the Danes but only 20% for everyone else.
A single company can operate in a wide range of industries. Correctly monitor against all of those industries in one place.
Some jurisdictions enforce obscure laws. Norway, a 20% Pre-Approval for Waterfalls. Thailand, restrictions on companies that make Buddha casts and monk alms bowls!
Are you aware that holding greater than 1% in ANZ Singapore LTD would require pre-approval?
Built on the FundApps platform, Sensitive Industries is the first managed service used by compliance teams to uphold their regulatory obligations.
Backed by legal information from aosphere (an affiliate of Allen and Overy) and benefiting from best-in-class platform features (such as the Room-In-A-Name upcoming threshold report) this is the gold-standard for sensitive industries monitoring.
Vetted and approved by leading Asset Managers, the service includes:
1. UPLOAD YOUR DATA
Connect to the FundApps cloud-based service via our secure API and upload your positions data.
We can help you to schedule this process automatically.
2. RESULTS ARE CALCULATED
Once we have received your data, we immediately identify your regulatory obligations.
Your positions are analysed against our global rule library in a matter of minutes. You will receive an email if you need to make any disclosures.
3. REVIEW, DISCLOSE & FILE
Log in to review and manage any disclosure obligations.
For filing, complete one of the 150+ documents, some fully
automated, and click to disclose.