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Sensitive Industries

SENSITIVE INDUSTRIES

the first MANAGED service for sensitive industries

  • Avoid regulatory fines & reputational damage

  • Decommission error-prone internal systems

  • Cut dependency & cost of external counsel

  • Get rid of inadequate third party solutions

  • Retire confusing reports - everything in one place

  • Rule set used by the world's largest Asset Managers 

FundApps Sensitive Industries

DON'T GET CAUGHT-OUT BY HIDDEN COMPLEXITY

Consider Industry AND Jurisdiction

Consider Industry AND Jurisdiction

Bulgaria applies a 1% notification threshold in insurance companies while Greece applies a 1% threshold in media companies and a 10% threshold for insurance companies.

Foreign Ownership Drives Complexity

Foreign Ownership Drives Complexity

Foreign ownership restrictions exist in certain industries. For example, in Denmark the limitation on foreign ownership of Defence is 59% for the Danes but only 20% for everyone else.

Same Company - Multiple Industries

Same Company - Multiple Industries

A single company can operate in a wide range of industries. Correctly monitor against all of those industries in one place.

Arcane Regulation Occurs Frequently

Arcane Regulation Occurs Frequently

Some jurisdictions enforce obscure laws.  Norway, a 20% Pre-Approval for Waterfalls. Thailand, restrictions on companies that make Buddha casts and monk alms bowls!

Issuer Specific Limits Within A Sector

Issuer Specific Limits Within A Sector

Are you aware that holding greater than 1% in ANZ Singapore LTD would require pre-approval?

ONLY FUNDAPPS CAN HELP

Built on the FundApps platform, Sensitive Industries is the first managed service used by compliance teams to uphold their regulatory obligations.

 

Backed by legal information from aosphere (an affiliate of Allen and Overy) and benefiting from best-in-class platform features (such as the Room-In-A-Name upcoming threshold report) this is the gold-standard for sensitive industries monitoring.

Vetted and approved by leading Asset Managers, the service includes:

  • Sensitive industry rule coverage for jurisdictions covered by aosphere
  • Pre-approval: be warned where prior approval is required before crossing a limit
  • Post-notification: be notified where a disclosure obligation is required
  • Hard-stop: these are limits that cannot be crossed

THE FUNDAPPS PLATFORM

Our Sensitive Industries regulatory package can be used independently or in tandem with our Shareholding Disclosure and Position Limits regulatory packages. For existing Shareholding Disclosure subscribers there are no additional data requirements beyond a sector mapping.

upload

1. UPLOAD YOUR DATA

Connect to the FundApps cloud-based service via our secure API and upload your positions data.

 

We can help you to schedule this process automatically.

processing

2. RESULTS ARE CALCULATED

Once we have received your data, we immediately identify your regulatory obligations.


Your positions are analysed against our global rule library in a matter of minutes. You will receive an email if you need to make any disclosures.

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3. REVIEW, DISCLOSE & FILE

Log in to review and manage any disclosure obligations.

We automatically generate 150+ disclosure forms, with most fields pre-populated. If you need to make a filing, complete the form and click to disclose.

DON'T LEAVE ANYTHING TO CHANCE

Other Services

Learn more about our other compliance monitoring solutions:
Shareholding Disclosure

Shareholding Disclosure

Position Limits

Position Limits