Blogs
Posts by Andrew Kim
4 mins
SEC Proposes Amendments to 13G and 13D Beneficial Ownership Reporting
An overview of the proposed changes to Section 13G and Section 13D by the SEC, the first of their kind in more than 40 years.
MiFID II Recovery Package Changes
A summary of MiFID II Recovery Package changes, due to come into effect toward the end of February.
ESMA’s lowering of the SSR minimum threshold from 0.2% to 0.1%
The long-anticipated lowering of the threshold for short disclosure is coming into effect by the end of the month.