Blogs

Posts by Andrew Kim
SEC Changes to Beneficial Ownership Reporting | FundApps

SEC Changes to Beneficial Ownership Reporting | FundApps

Read our guide for an overview of the proposed changes to Section 13G and Section 13D by the United States SEC, the first of their kind in more than 40 years.

MiFID II Recovery Package Changes

MiFID II Recovery Package Changes

A summary of MiFID II Recovery Package changes, due to come into effect toward the end of February.

ESMA’s Lowering of the SSR Minimum Threshold | FundApps

ESMA’s Lowering of the SSR Minimum Threshold | FundApps

The long-anticipated permanent lowering of the threshold from 0.2% to 0.1% for short disclosure has come into effect. Learn how we help clients navigate this.