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Navigating regulatory uncertainty: Form PF, the SEC, and what comes next?

Navigating regulatory uncertainty: Form PF, the SEC, and what comes next?

Navigating evolving SEC regulations, particularly Form PF, requires preparedness and adaptability. Stay informed to ensure compliance amidst regulatory uncertainties.

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From the Content Team: The Impact of Multi-level Derivatives on ...
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White Paper: Shareholding Disclosure in Sweden
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From the Content Team: The Impact of Multi-level Derivatives on Shareholding Disclosure

From the Content Team: The Impact of Multi-level Derivatives on Shareholding Disclosure

Multi-level derivatives can quickly become the undoing of even the most capable compliance team, due to their extremely complex and intricate nature.

White Paper: Shareholding Disclosure in Sweden

White Paper: Shareholding Disclosure in Sweden

FundApps have written a whitepaper covering major shareholding and short selling contravention in Sweden, including statistical analysis of over 7,450 filings.