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Given position limits, if breached, can lead to fines and reputational damage, monitoring derivatives positions correctly requires automation and intentional design. Our in-house team of legal experts and software developers interpret and code position limits rules and regulations into algorithms which are subsequently checked against client positions, accurately reflecting current contracts to global exchange limits, granted exemptions, and aggregated & netted positions.
We cover rules set out by exchanges and regulators (MiFID II, CFTC), including position limits, accountability levels and reporting levels across spot, single, other and all month timeframes.
The ability to reflect agreements with regulators to disaggregate certain entities from calculations required by top-level companies.
The user privilege model within the service specifies the functionality available to users throughout the system, defined by user roles.