In preparation for MiFID II coming into effect on the 3rd of January 2018, we're publishing a whitepaper covering everything compliance professionals need to know about the new position limits rules.
Our 22-page guide goes into detail about what the new rules mean for those trading commodity derivatives, and explains what firms need to do to avoid sanctions and penalties for non-compliance.
Written by Magda Puzniak-Holford, one of FundApps' in-house compliance experts, A Guide to MiFID II Position Limits is filled with references, notes and links to official EU and ESMA commentary.
- The content of the regulations, regarding their scope in terms of assets and markets considered for the purposes of the regime.
- The data and reporting requirements and the challenges related to data sourcing.
- The market participants who will be impacted by the new rules.
- The types of limits and calculations which are to be performed in order to determine correct exposures in a certain commodity.