Blogs
Posts by Liam Driscoll
2020 - Are we there yet?
2020 has been a tough year, but at FundApps that has only made us work even harder! Here we share some highlights from the past 12 months.
Brexit - Part 3 - What Are The Regulatory Impacts of Brexit?
Join us to discuss the regulatory impacts of Brexit on the shareholding disclosure regime, short-selling regulations across the EU and foreign ownership rules.
5 Reasons Why You Are Missing Disclosures
We highlight some of the most commonly overlooked aspects of Shareholding Disclosure and how they can lead to the risk of fines and reputational damage.
ESMA Renews Reduction of EU SSR Limit
Due to the adverse effects of the COVID-19 pandemic, ESMA has renewed its decision requiring net short position holders to report positions of 0.1% and above.
Capital Markets Modernisation Taskforce Releases Final Report
The Ontario Government has established the Capital Markets Modernization Taskforce. Their report covers the improvement of regulatory governance, modernisation of the capital ...
Using Custom Warnings to Remain Compliant | FundApps
FundApps makes sure our clients can focus on generating alpha without worrying about compliance. Learn about Custom Warnings in our Position Limits service.
Equity Monitoring | Australian Takeover Updates | FundApps
Discover the published response statement from the Australian Takeovers Panel to the proposed amendments to Guidance Note 20: Equity Derivatives (GN20)
Threshold change proposal for US 13F - The death knell of transparency?
The SEC has proposed to raise the disclosure threshold for 13F filings from $100m to $3.5bn. Is this the death knell of transparency into investment behaviour?
Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs
Similar to many investments during our lifetime, it is vital to consider the short and long term benefits of choosing a compliance-as-a-service solution.