Blogs

Posts by Liam Driscoll
Equity Monitoring | Australian Takeover Updates | FundApps

Equity Monitoring | Australian Takeover Updates | FundApps

Discover the published response statement from the Australian Takeovers Panel to the proposed amendments to Guidance Note 20: Equity Derivatives (GN20)

Threshold change proposal for US 13F - The death knell of transparency?

Threshold change proposal for US 13F - The death knell of transparency?

The SEC has proposed to raise the disclosure threshold for 13F filings from $100m to $3.5bn. Is this the death knell of transparency into investment behaviour?

Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs

Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs

Similar to many investments during our lifetime, it is vital to consider the short and long term benefits of choosing a compliance-as-a-service solution.

We've Launched Sensitive Industries!

We've Launched Sensitive Industries!

FundApps' new Sensitive Industries service automates alerts for compliance professionals who are subject to industry specific investment restrictions.

COVID-19 and Brexit: To Absent Frenemies

COVID-19 and Brexit: To Absent Frenemies

Discover more on how the unprecedented effects of COVID-19 and Brexit negotiations impacted the world and what happens when there is unclear leadership.

Diminishing Limit Contracts

Diminishing Limit Contracts

We recently saw the price of “WTI” futures for the May delivery month traded on the New York Mercantile Exchange crash below zero for the first time in history.

Further Covid-19 Regulatory Updates

Further Covid-19 Regulatory Updates

Stay updated on the latest COVID-19 regulation changes, ESMA reporting thresholds and short-selling bans seen across Europe and other legislative developments.

Covid-19: What is the Regulatory Impact?

Covid-19: What is the Regulatory Impact?

Discover all the regulatory changes in response to the COVID-19 pandemic, from short selling bans to Italy's lowered shareholding disclosure threshold.

The effect of regulations on sensitive industries | FundApps

The effect of regulations on sensitive industries | FundApps

Discover how order on foreign investments and decree No 2019-1590 narrows the scope for foreign investments and affects compliance across sensitive industries.