Blogs
Using Custom Warnings to Remain Compliant | FundApps
FundApps makes sure our clients can focus on generating alpha without worrying about compliance. Learn about Custom Warnings in our Position Limits service.
Equity Monitoring | Australian Takeover Updates | FundApps
Discover the published response statement from the Australian Takeovers Panel to the proposed amendments to Guidance Note 20: Equity Derivatives (GN20)
Threshold change proposal for US 13F - The death knell of transparency?
The SEC has proposed to raise the disclosure threshold for 13F filings from $100m to $3.5bn. Is this the death knell of transparency into investment behaviour?
Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs
Similar to many investments during our lifetime, it is vital to consider the short and long term benefits of choosing a compliance-as-a-service solution.
Do You Know Your Total Cost of Ownership? (Part 1: BYO)
In our experience TCO is something that financial institutions are shockingly bad at calculating/estimating. The larger the institution the more difficult it becomes.
The Pitfalls of Coding Your Own Rules (Part 2)
Here we discuss the complexities of maintaining regulatory data in detail & address the importance of enlisting domain expertise necessary to ensure compliance.
CaaS: The Power of Community
When it comes to shareholding disclosure, it is almost impossible for a lawyer in a given jurisdiction to cover every consideration a firm must face.
We've Launched Sensitive Industries!
FundApps' new Sensitive Industries service automates alerts for compliance professionals who are subject to industry specific investment restrictions.
The Pitfalls of Coding Your Own Rules (Part 1)
Regulation is ever evolving and can change at short (or no) notice. As a result, coding your own rules poses several risks.