Blogs
Has The Time For The AI Compliance Officer Arrived?
Innovative technologies have transformed the financial industry at all levels, and the compliance officer's role is no different.
CFTC Position Limits - An Overview of the Changes
An overview of the CFTC’s Final Rule including updated federal position limits on 25 core referenced futures contracts as well as updates to exchange-set limits and rules on ...
Japan says “I do” to FEFTA
In an effort to promote foreign direct investment whilst protecting national interest, Japan has unveiled its new streamlined “Foreign Exchange and Foreign Trade Act'' ...
2020 - Are we there yet?
2020 has been a tough year, but at FundApps that has only made us work even harder! Here we share some highlights from the past 12 months.
Brexit - Part 3 - What Are The Regulatory Impacts of Brexit?
Here we discuss FCA’s position on Brexit and the impact of Brexit on the Substantial Shareholding Disclosure regime, the EU Short Selling regulation, takeovers panels, ...
5 Reasons Why You Are Missing Disclosures
We highlight some of the most commonly overlooked aspects of Shareholding Disclosure and how they can lead to the risk of fines and reputational damage.
Wellbeing 2.0 - Why we’re making our single, biggest investment in our people’s wellbeing
A couple of weeks ago we shared in a company-wide meeting a new approach to our focus on wellbeing. In staying true to form, we call it Wellbeing 2.0.
CaaS: Utilising the Power of the Cloud
As financial markets continue to globalise, the changing nature of regulatory requirements means that firms' approaches to compliance must be reconsidered.
Do You Know Your Total Cost of Ownership? (Part 3: Software as a Service)
In part 3 of this popular series we look at the likely costs you will incur if you choose to go with a Software-as-a-Service (SaaS) provider.