Blogs
How to Achieve Maximum Headroom for your Sensitive Industries Monitoring
Our automated Sensitive Industries service now includes our popular Room-In-A-Name (RIAN) feature, enabling users to see how much can be traded before a disclosure has to be ...
SPACs and what you need to disclose under Section 13 of the SEA
Special Purpose Acquisition Companies (SPACs) are on the rise, but SPAC data providers are not about to provide necessary SPAC reporting under Section 13 of the Securities ...
What does International Women’s Day mean at FundApps?
Progress in gender diversity and inclusion doesn’t stem from good intent. It comes from action.
Hong Kong Short Positions: A Teachable Moment
Hong Kong regulator Securities and Futures Commission (SFC) issues fine for failure to ensure short position reports (SPRs) under the Securities and Futures Short Position ...
CFTC Federal Position Limits on Economically Equivalent Swaps
In accordance with Dodd-Frank, the CFTC is turning its gaze towards the OTC markets. Under the Final Rule, the CFTC sets out its intentions to impose position limits on ...
How does the CFTC’s Final Rule on Position Limits impact US exchanges?
We explore the changes set out by the CFTC’s Final Rule on Position Limits, specifically looking at the impact on exchange-imposed Position Limits across US exchanges (e.g. ...
The Final Rule: Updates to the CFTC’s Federal Position Limits
In part 2 of our CFTC blog series, we discuss changes made by the Final Rule to Federal position limits across spot month position limits as well as non-spot month position ...
Brexit - Part 4 - What Did We Learn?
Keeping pace with all of the regulatory changes that took place as the result of Brexit was no easy task, as we discovered over the past 18 months! Here are 6 key things that ...
The Silver Screen - How Commodities Became Center Stage of the Retail Trading Revolution
Silver at an eight-year high! Investors should remain vigilant of requirements given changes to silver margins implemented by the CFTC on COMEX and should be wary of Position ...