Blogs

ESMA relaxes MiFID II position limits to help boost post Covid-19 recovery

ESMA relaxes MiFID II position limits to help boost post Covid-19 recovery

The European Securities and Markets Authority (ESMA) announces changes to MiFID II Recovery Package for position limits on commodity derivatives.

How to Achieve Maximum Headroom for your Sensitive Industries Monitoring

How to Achieve Maximum Headroom for your Sensitive Industries Monitoring

Our automated Sensitive Industries service now includes our popular Room-In-A-Name (RIAN) feature, enabling users to see how much can be traded before a disclosure has to be ...

SPACs and what you need to disclose under Section 13 of the SEA

SPACs and what you need to disclose under Section 13 of the SEA

Special Purpose Acquisition Companies (SPACs) are on the rise, but SPAC data providers are not about to provide necessary SPAC reporting under Section 13 of the Securities ...

What does International Women’s Day mean at FundApps?

What does International Women’s Day mean at FundApps?

Discover how we here at FundApps prioritise gender diversity and inclusion in the running of our company as we celebrate International Women's Day.

Hong Kong Short Positions: A Teachable Moment

Hong Kong Short Positions: A Teachable Moment

Hong Kong regulator Securities and Futures Commission (SFC) issues fine for failure to ensure short position reports (SPRs) under the Securities and Futures Short Position ...

CFTC Federal Position Limits on Economically Equivalent Swaps

CFTC Federal Position Limits on Economically Equivalent Swaps

In accordance with Dodd-Frank, the CFTC is turning its gaze towards the OTC markets. Under the Final Rule, the CFTC sets out its intentions to impose position limits on ...

How does the CFTC’s Final Rule on Position Limits impact US exchanges?

How does the CFTC’s Final Rule on Position Limits impact US exchanges?

We explore the changes set out by the CFTC’s Final Rule on Position Limits, specifically looking at the impact on exchange-imposed Position Limits across US exchanges (e.g. ...

The Final Rule: Updates to the CFTC’s Federal Position Limits

The Final Rule: Updates to the CFTC’s Federal Position Limits

In part 2 of our CFTC blog series, we discuss changes made by the Final Rule to Federal position limits across spot month position limits as well as non-spot month position ...

What we learned as a result of Brexit | FundApps

What we learned as a result of Brexit | FundApps

Discover what we learned as a result of Brexit and how we are helping clients keep pace with regulatory changes that took place throughout the process.