Blogs
The Final Rule: Updates to the CFTC’s Federal Position Limits
In part 2 of our CFTC blog series, we discuss changes made by the Final Rule to Federal position limits across spot month position limits as well as non-spot month position ...
Brexit - Part 4 - What Did We Learn?
Keeping pace with all of the regulatory changes that took place as the result of Brexit was no easy task, as we discovered over the past 18 months! Here are 6 key things that ...
The Silver Screen - How Commodities Became Center Stage of the Retail Trading Revolution
Silver at an eight-year high! Investors should remain vigilant of requirements given changes to silver margins implemented by the CFTC on COMEX and should be wary of Position ...
Has The Time For The AI Compliance Officer Arrived?
Innovative technologies have transformed the financial industry at all levels, and the compliance officer's role is no different.
CFTC Position Limits - An Overview of the Changes
An overview of the CFTC’s Final Rule including updated federal position limits on 25 core referenced futures contracts as well as updates to exchange-set limits and rules on ...
Japan says “I do” to FEFTA
In an effort to promote foreign direct investment whilst protecting national interest, Japan has unveiled its new streamlined “Foreign Exchange and Foreign Trade Act'' ...
2020 - Are we there yet?
2020 has been a tough year, but at FundApps that has only made us work even harder! Here we share some highlights from the past 12 months.
Brexit - Part 3 - What Are The Regulatory Impacts of Brexit?
Here we discuss FCA’s position on Brexit and the impact of Brexit on the Substantial Shareholding Disclosure regime, the EU Short Selling regulation, takeovers panels, ...
5 Reasons Why You Are Missing Disclosures
We highlight some of the most commonly overlooked aspects of Shareholding Disclosure and how they can lead to the risk of fines and reputational damage.