Webinars & Podcast

With the SEC delaying Form PF updates, uncertainty remains, but preparation is key. The session unpacked the current state of Form PF, why firms struggled with proposed changes, and what may come next.

Our panel also explored the broader regulatory outlook under new SEC leadership, including rulemaking and enforcement priorities. Key 13D/G updates and their impact on shareholder activism were covered, along with the implications of rising US - China tensions on the investment landscape. The webinar also highlighted upcoming AIFMD II changes and how firms can prepare now to stay compliant and agile.

Aggregation is one of 5 key pillars of the LEADR Shareholding Disclosure framework. The depth and breadth of its obligations are often underestimated. But its importance in surveillance and reporting can't be overstated.

Explore how an increased focus on aggregation can transform your compliance workflow, reduce the margin for error, and boost your regulatory standing across jurisdictions.

In the rush to automate shareholding disclosure, there’s something that’s being overlooked: data. In an arena where errors can lead to severe legal and financial repercussions, the importance of having the right data, and using it in the right way, cannot be overstated.

Listen in to this Let’s Talk webinar to discover why a well-defined data strategy puts you ahead when it comes to streamlining processes, reducing errors, and ensuring timely compliance.

We dive into Region—a crucial element of the LEADR Shareholding Disclosure framework. Discover why having a solid understanding of local laws and regulations is key when venturing into new markets. Get all the info you need in this webinar. 

Short timelines, recurring filings plus a global set of regulators that each play by their own rules and timelines, makes for an ever changing web. Hear about the latest changes in short selling rules in APAC and the UK, what automation can be brought to the processes and learn how they impact you.