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Investment Monitoring

Monitor internal compliance and risk rules, directly within the FundApps platform 

The FundApps Investment Monitoring service allows compliance and risk teams to monitor internal, customisable rules inside the FundApps platform. Using the same datasets that are already being sent to FundApps, the Investment Monitoring service simplifies maintenance and monitoring of internal compliance and risk checks.

Internal risk controls, at your fingertips

The Investment Monitoring package is powered by FundApps’s param.rules functionality, and the package therefore contain rule templates that users can parameterize as they like. The templates included in the package are: 

  • Exposure: TSO - Sector/Issuer
  • Exposure: TSO - Country/Issuer
  • Exposure: TSO - Issuer
  • Exposure: NAV - Asset Class
  • Exposure: NAV - Currency
  • Exposure: NAV - Country

The Position Limits solution monitors derivatives limits imposed by exchanges and regulators across the globe. The diagram explains that.

 

FundApps' Investment Restrictions service  provides clients with templates for...

 

 

Country Exposure

For a given country, the client can set the % of portfolio exposure they wish to be alerted to if they are coming close to, or exceeding.

Asset Class Exposure 

For a given asset class set the % of portfolio exposure you wish to be alerted to if you are coming close or exceeding.

Issuer - Total Shares Outstanding

For a given issuer, the client can set a limit based on the % of Total Shares Outstanding they wish to be alerted to if total economic exposure is close to or exceeding.

Currency Exposure

For a given currency, the client can set the % of portfolio exposure they wish to be alerted to if they are coming close or exceeding.

Your rules, captured automatically. 

View and amend parameters as you see fit, with rule application at both the portfolio and entity levels.

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