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Investment Monitoring

Monitor internal compliance and risk rules, directly within the FundApps platform 

The FundApps Investment Monitoring service allows compliance and risk teams to monitor internal, customisable rules inside the FundApps platform. Using the same datasets that are already being sent to FundApps, the Investment Monitoring service simplifies maintenance and monitoring of internal compliance and risk checks.

Internal risk controls, at your fingertips

The Investment Monitoring package is powered by FundApps’s param.rules functionality, and the package therefore contain rule templates that users can parameterize as they like. The templates included in the package are: 

  • Exposure: TSO - Sector/Issuer
  • Exposure: TSO - Country/Issuer
  • Exposure: TSO - Issuer
  • Exposure: NAV - Asset Class
  • Exposure: NAV - Currency
  • Exposure: NAV - Country

The Position Limits solution monitors derivatives limits imposed by exchanges and regulators across the globe. The diagram explains that.

 

FundApps' Investment Restrictions service  provides clients with templates for...

 

 

Country Exposure

For a given country, the client can set the % of portfolio exposure they wish to be alerted to if they are coming close to, or exceeding.

Asset Class Exposure 

For a given asset class set the % of portfolio exposure you wish to be alerted to if you are coming close or exceeding.

Issuer - Total Shares Outstanding

For a given issuer, the client can set a limit based on the % of Total Shares Outstanding they wish to be alerted to if total economic exposure is close to or exceeding.

Currency Exposure

For a given currency, the client can set the % of portfolio exposure they wish to be alerted to if they are coming close or exceeding.

Your rules, captured automatically. 

View and amend parameters as you see fit, with rule application at both the portfolio and entity levels.

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Our Blogs

All you need to know this month: announcements, filings and obligations
Newsletter
3 mins

All you need to know this month: announcements, filings and obligations

Stay updated on compliance with SEC rules, EDGAR Next, and Japan's FEFTA revisions, plus news on our keynote speaker at Compliance Connect and FundApps' new Chairman.

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EDGAR Next is here
SEC Changes
2 mins

EDGAR Next is here

The SEC’s new filing system, EDGAR Next, will go live in September for managers everywhere. Compliance is required by September 15th.

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The Comeback, the Capital, the Case Study
Newsletter
3 mins

The Comeback, the Capital, the Case Study

FundApps secures major investment to fuel growth, Compliance Connect 2025 heads to New York, and a Hong Kong hedge fund scales globally with automation.

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A rare bipartisan alignment: The US-China shift
SEC Changes
4 mins

A rare bipartisan alignment: The US-China shift

Explore how new US regulations are tightening controls on Chinese investments, reshaping financial flows, and demanding vigilance from asset managers and compliance teams.

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Navigating regulatory uncertainty: Form PF, the SEC, and what comes next?
Newsletter
4 mins

Navigating regulatory uncertainty: Form PF, the SEC, and what comes next?

Navigating evolving SEC regulations, particularly Form PF, requires preparedness and adaptability. Stay informed to ensure compliance amidst regulatory uncertainties.

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People, planet & Form PF: Doing good while filing better
Newsletter
2 mins

People, planet & Form PF: Doing good while filing better

FundApps celebrates B Corp recertification with a 17.6% score increase and announces a webinar on the SEC's new Form PF and its implications for global reporting.

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