
Investment Monitoring
Monitor internal compliance and risk rules, directly within the FundApps platform
The FundApps Investment Monitoring service allows compliance and risk teams to monitor internal, customisable rules inside the FundApps platform. Using the same datasets that are already being sent to FundApps, the Investment Monitoring service simplifies maintenance and monitoring of internal compliance and risk checks.
Internal risk controls, at your fingertips
The Investment Monitoring package is powered by FundApps’s param.rules functionality, and the package therefore contain rule templates that users can parameterize as they like. The templates included in the package are:
- Exposure: TSO - Sector/Issuer
- Exposure: TSO - Country/Issuer
- Exposure: TSO - Issuer
- Exposure: NAV - Asset Class
- Exposure: NAV - Currency
- Exposure: NAV - Country
FundApps' Investment Restrictions service provides clients with templates for...
Country Exposure
For a given country, the client can set the % of portfolio exposure they wish to be alerted to if they are coming close to, or exceeding.
Asset Class Exposure
For a given asset class set the % of portfolio exposure you wish to be alerted to if you are coming close or exceeding.
Issuer - Total Shares Outstanding
For a given issuer, the client can set a limit based on the % of Total Shares Outstanding they wish to be alerted to if total economic exposure is close to or exceeding.
Currency Exposure
For a given currency, the client can set the % of portfolio exposure they wish to be alerted to if they are coming close or exceeding.
Your rules, captured automatically.
View and amend parameters as you see fit, with rule application at both the portfolio and entity levels.
Our Blogs

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Reflecting on a successful 2024, FundApps celebrates growth, community engagement, and prepares for an even more transformative 2025 in compliance technology.

Senior Voices, Big Insights: Compliance LEADR 2024 in review
Highlights from Compliance LEADR 2024, where experts discussed the future of regulatory compliance at London’s Royal Lancaster Hotel.

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Join FundApps’ expert panel webinar on Oct 22 2024, to discuss SEC short selling rules and hear Andy Haldane speak at Compliance LEADR in November.

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