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Investment Monitoring

Monitor internal compliance and risk rules, directly within the FundApps platform 

The FundApps Investment Monitoring service allows compliance and risk teams to monitor internal, customisable rules inside the FundApps platform. Using the same datasets that are already being sent to FundApps, the Investment Monitoring service simplifies maintenance and monitoring of internal compliance and risk checks.

Internal risk controls, at your fingertips

The Investment Monitoring package is powered by FundApps’s param.rules functionality, and the package therefore contain rule templates that users can parameterize as they like. The templates included in the package are: 

  • Exposure: TSO - Sector/Issuer
  • Exposure: TSO - Country/Issuer
  • Exposure: TSO - Issuer
  • Exposure: NAV - Asset Class
  • Exposure: NAV - Currency
  • Exposure: NAV - Country

The Position Limits solution monitors derivatives limits imposed by exchanges and regulators across the globe. The diagram explains that.

 

FundApps' Investment Restrictions service  provides clients with templates for...

 

 

Country Exposure

For a given country, the client can set the % of portfolio exposure they wish to be alerted to if they are coming close to, or exceeding.

Asset Class Exposure 

For a given asset class set the % of portfolio exposure you wish to be alerted to if you are coming close or exceeding.

Issuer - Total Shares Outstanding

For a given issuer, the client can set a limit based on the % of Total Shares Outstanding they wish to be alerted to if total economic exposure is close to or exceeding.

Currency Exposure

For a given currency, the client can set the % of portfolio exposure they wish to be alerted to if they are coming close or exceeding.

Your rules, captured automatically. 

View and amend parameters as you see fit, with rule application at both the portfolio and entity levels.

Our Blogs

Cheers to 2024, and Onwards to 2025

Cheers to 2024, and Onwards to 2025

Reflecting on a successful 2024, FundApps celebrates growth, community engagement, and prepares for an even more transformative 2025 in compliance technology.

Senior Voices, Big Insights: Compliance LEADR 2024 in review

Senior Voices, Big Insights: Compliance LEADR 2024 in review

Highlights from Compliance LEADR 2024, where experts discussed the future of regulatory compliance at London’s Royal Lancaster Hotel.

Let’s Talk SEC: A ‘short’ update - what the experts are saying now

Let’s Talk SEC: A ‘short’ update - what the experts are saying now

Grab the headline items from FundApps' recent Let's Talk webinar. Our panel of legal experts answered around extraterritoriality, Threshold B, opinion timeframes and so much ...

US Short Selling: will 13f-2 be partially or completely vacated?

US Short Selling: will 13f-2 be partially or completely vacated?

Join FundApps’ expert panel webinar on Oct 22 2024, to discuss SEC short selling rules and hear Andy Haldane speak at Compliance LEADR in November.

When Sensitive Industries contains more Known Unknowns than Known Knowns

When Sensitive Industries contains more Known Unknowns than Known Knowns

Explore the challenges and solutions of navigating the intricate landscape of Sensitive Industries, and gain a deeper understanding of the complexities.

Would you make the cut with your Sensitive Industries knowledge?

Would you make the cut with your Sensitive Industries knowledge?

The Olympics have parallels with Sensitive Industries in terms of dominant countries & diverse qualifying criteria. If it was a sport, would you make the cut?