Investment Monitoring
From order to filing: Fixing the data quality gap in Shareholding Disclosure
Learn how the Aladdin–FundApps integration improves data quality, auditability and efficiency across the shareholding disclosure workflow.
So you want to trade in a new jurisdiction?
Entering a new jurisdiction triggers a sequence of obligations. Here's what needs to be in place before trade one, and what it looks like when it isn't.
Three problem areas growing funds aren't watching closely enough
Sanctioned ETF issuers, multi-jurisdictional disclosures, and two UK regulatory shifts within a week - why compliance gaps catch investment teams off guard more often than ...
Sensitive industry monitoring: four markets, four different problems
Sensitive industry rules are a separate obligation. Here's what that looks like across four markets.
The UK's new position limits regime: what changes on 6 July
The FCA is replacing its MiFID II-derived position limits framework with a new exchange-led model. Here's what firms need to know before 6 July.
Stuck in the middle with you: Meta, Manus and the new reality of cross border tech deals
The Meta-Manus deal looked clean on paper. It wasn't. Here's what that means for compliance teams monitoring sensitive technology exposure.