Read about their experience of our Shareholding Disclosure and Position Limit services.
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What firms trading derivatives should be doing to ensure effective monitoring and management.
With the ever-increasing severity of enforcement and complexity of the rules, position limit management is back on the agenda for risk managers, compliance officers and traders.
To help, we hosted this webinar with guest speakers from FIA Tech. In it we provide:
Fill in the form to receive a link to the webinar via email.
Having first studied Material Sciences in the UK and then Law in Hong Kong, Chuck brings hands-on experience gained as a Compliance Officer for Credit Suisse in Hong Kong to our Content team.
Nick began his career with Citigroup. Having spent 3 years there in Equity Sales, he witnessed the rising tide of regulatory compliance first hand in the banking and asset management industries before deciding to make the switch to FundApps.
Originally an Economist, Carol spent 8 years working for various investment banks prior to moving to London. After grasping the opportunity to become a Product Owner for an FMCG company a few years ago, she fell in love with the role and the rest is history!
