Helping compliance professionals get a good night's sleep
FREQUENTLY UPDATED WITH CHANGING REGULATIONS We keep on top of frequently changing regulatory demands, such as ESMA's temporary reduction in the net reporting threshold. We also take out the strain associated with maintaining 80+ rules and filing documents for short selling reporting rules globally.
TRADE GLOBALLY WITHOUT CONCERN Our Shareholding Disclosure service supports our global client community to help them manage their collective US$13 trillion in AuM every day. There is no need to restrict short selling activities because of complex shareholding disclosure regulations. With FundApps' integrated workflows, automated disclosure submission forms, custom alerts and notifications, you can trade globally without concern and disclose on time without mistakes.
SHORT SELLING COMPLIANCE EXPERTISE Our dedicated team of compliance professionals use legal information from aosphere (an affiliate of Allen & Overy) and other regulatory data sources. Furthermore, our customers benefit from crucial feedback exchanged by our client community to supplement and enhance our short selling rules package on an ongoing basis.
PRE-TRADE INTEGRATION FundApps’ Room-In-A-Name feature calculates how much can be traded (“Room”) in an issuer (“Name”) before reaching the next reportable threshold. Having this information readily available ensures compliance and front-office teams are connected with time to anticipate upcoming filings so they can make data driven decisions.
PREPARE FOR EXPECTED FUTURE FUND GROWTH Scale your short selling reporting needs with your business as you add new funds, asset classes and jurisdictions to your trading strategy.
